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• SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 0429/2008 The SEC announced that the USDC for the Middle District of North Carolina entered final judgments against defendants Elfindepan, S.A., Strategic Asset Funds, S.A., and Southern Financial Group for their
3 million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc., Bailey fraudulently induced clients to deposit monies and p
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42 (August 10, 2000) COURT OF APPEALS AFFIRMS TRIAL COURT'S ORDER INCARCERATING DUNLAP FOR CONTEMPT. On March 15, 2001, the U.S. District Court for the Middle District of North Carolina adjudged defendants Elfindepan. S.A., Southern Financial Group and Tracy Calvin Dunlap, Jr. to be in civil contempt of court base
3 million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc.. Bailey fraudulently induced clients to deposit monies and p
2 mentions1 same-page
Page ?Same page
42 (August 10, 2000) COURT OF APPEALS AFFIRMS TRIAL COURT'S ORDER INCARCERATING DUNLAP FOR CONTEMPT. On March 15, 2001, the U.S. District Court for the Middle District of North Carolina adjudged defendants Elfindepan. S.A., Southern Financial Group and Tracy Calvin Dunlap, Jr. to be in civil contempt of court base
3 million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc.. Bailey fraudulently induced clients to deposit monies and p
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Action 04/29/2008, Litigation Release No. 20543/ Securities and Exchange Commission v. Elfindepan, S.A., et al., United States District Court for the Middle District of North Carolina, Civil Action No. 1:00CV00742 Final Judgments Entered Against Elfindepan S.A., Strategic Asset Funds S.A., and Southern Financia
million. According to the Bill of Information, the defendant founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties, LLC in Asheville. Court documents state that through Southern Financial Services Inc., Bailey fraudulently induced clients to deposit monies and
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Mutual Connections (42)
Entities connected to both the Middle District and AVL Properties
United States
LOCATION50 w/ the·2 w/ AVL
George W. Bush
PERSON21 w/ the·24 w/ AVL
United States District Court
ORGANIZATION38 w/ the·4 w/ AVL
Bailey
PERSON12 w/ the·24 w/ AVL
Organization: Southern Financial LLC
ORGANIZATION22 w/ the·12 w/ AVL
North Carolina
LOCATION27 w/ the·6 w/ AVL
Virginia Giuffre
PERSON28 w/ the·3 w/ AVL
ASC - Associated
ORGANIZATION4 w/ the·24 w/ AVL
Asheville
LOCATION4 w/ the·24 w/ AVL
Securities Fraud, Mail Fraud
ORGANIZATION4 w/ the·24 w/ AVL
AT
Anne M. Tompkins
PERSON4 w/ the·23 w/ AVL
the United States District Court
ORGANIZATION22 w/ the·4 w/ AVL
Southern Financial Services Inc.
ORGANIZATION3 w/ the·22 w/ AVL
Dunlap
PERSON19 w/ the·4 w/ AVL
Prince Charles
PERSON18 w/ the·4 w/ AVL
the Securities and Exchange Commission
ORGANIZATION14 w/ the·4 w/ AVL
RI
Riskid
PERSON11 w/ the·6 w/ AVL
O'
O'Day
PERSON10 w/ the·2 w/ AVL
Charleston
LOCATION6 w/ the·5 w/ AVL
Litigation Release No
ORGANIZATION8 w/ the·3 w/ AVL