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Paul V; Giuffrida, David Baron, Stephen P; Weissend, Renee E Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; 3PMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00
ent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; W
Sep-29-2011 04:36 PM JPMcrgan Chase 302-634-5955 1/2 Swetra, Gina M From: Giuffrida, David 3 Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester
Pau V; Gliffrlda, David 3; 3aron, Stephen P; Weissend, Renee E Ca Siankar, Sukrutta; Bookman, Stacey; Htcon, War, Kat:, Ira Li, Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Maragancnt; Hsiao, Dennis; Hughes, William Subject Immediate Action Required - REG T - FED; HOUSE CALL - 91li*
tt Thursday, September 29.2011 11.c4 AM To: PB-Service1318 Cc: Sharikar, Sukrultia, Bookman, Stacey; Htoon, Wai; Katz, ra L; Sylvester, Michaei, Morrissey, Kevin; JPMS Credit, PB Credit Risk Managemert Hshao, Cernis, Hughes, William; Kumar, B B , Barrett Pa; S Morns, Paul V, Baron, Stephen P, Weissend
Sep-29.2011 oA 36 PM iPtitorgan Chase 302.634-5955 Swetra, Gina From: Giuffrida, David J Sett Thursday, September 29.2011 11.c4 AM To: PB-Service1318 Cc: Sharikar, Sukrultia, Bookman, Stacey; Htoon, Wai; Katz, ra L; Sylvest
l V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE C
Janet E From: Ens, Amanda Sent: Friday, October 07, 2011 11:05 AM 0 ("6 \-' IN- je—# tA..)9,1-3.te70 09 To: Young, Janet E Cc: Barrett, Paul S; Giuffrida, David J; PB-Service1318 Subject: RE: Please move cash to margin for FINANCIAL TRUST Janet, Or (-A 0 The margin call increased. Could you please m
l V; Giuffrida, David J; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk EFTA01591034 Management; Hsiao, Subject: Immediate 17*91H*FINANCIAL TRUST Importance: High Dennis; Hughes,
et E From: Sent: PM To: Cc: David J Subject: FINANCIAL TRUST Ens, Amanda Thursday, October 06, 2011 3:12 PB-Servicel 318 Barrett, Paul S; Giuffrida, Please move cash to margin for OcMik Could you please move $15,000 cash from W23560001 to margin 2420068620101 to cover this margin call? Than
aul V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shenker, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE C
an Chase 302-634-5955 1/1 Young, Janet E From: Ens, Amanda Sent: Thursday, October 06, 2011 3:12 PM To: PB-Service1318 Cc: Barrett, Paul S: Giuffrida, David J Subject: Please move cash to margin for FINANCIAL TRUST istmot-p-k- DaVik R fri t Could you please move $15,000 cash from Thanks, Aman
t: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Wei
Sep-29-2011 04:36 PM JPMorgan Chase 1/2 Swetra, Gina M From: Giuffrida, David J Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylves
Entities connected to both Josh Morrissey and Giuffrida
Barrett
PERSON
Jeffrey Epstein
PERSON
David J
PERSONAmanda
PERSON
JPMorgan Chase
ORGANIZATIONRenee E
PERSONBookman
ORGANIZATIONDavid J. Giuffrida
PERSONStacey
PERSONJPMS Credit
ORGANIZATIONSylvester
PERSON
Michael Wolff
PERSON
Kumar
PERSONPaul V. Morris
PERSONB.B.
ORGANIZATION
Stephen Hawking
PERSON
Janet
PERSON
Baron
PERSONHsiao
PERSONSukrutha
LOCATION