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cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399;-. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agr
07/30/1 Account Numbe CON CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FIDe L- Rated Lateen‚ free Yen Sae 2OO7 DALIAR RATED COMMUNICATIONS IXCILLINC( Page '7 of 2' Omni through Peninnt LC, a wee owned sutesidury of The Oak of New York Mellon Corporation(aN' Mellon) Peery:11C men>, ‘2,RA.eaenf
cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; MM. Errors and Omissions excepts. Important Arbitration Disclosures • All parties to this ag
TH ERN CO N LLC. F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Raba tacellenti (very V.a. Siam 2007 DALBAR RATED COMMUNICATIONS IXCILLINC, SDNY_GM_000155.57 DB-SDNY-OOO8381 EFTA_00156166 EFTA01288529 Deutsche Asset & Wealth Management PO Dox 1778, Sallimore. MD 21203 Dean a na
cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted Important Arbitration Disclosures • All parties to this agre
3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I D ffI PTAL 8010136soori Rated Estrilent Even Year Sint 2O07 DALIAR RATED COMMUNICATIONS IXCILLINC( Clewing tiny.. Penhwe tLC. a witolly owned subsidiary of The Oak *I New York Mellon Corp:noon ISNY Mellon) pc, ow.: ,it,RA.g41 GM_00046283 DB-
cial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parti
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. er" (6) hAZETCO N F I DarnAL Page 10°112 limed [sense, tvenr Yes Ss 2007 DALBAR RATED COMMUNICATIONS IXCILLINC? ••••••• ise — tS '-. SC SDNY_GM_00048214 OB-SDNY-0011038 EFM_00158823 EFTA01290851 Deutsche Asset & Wealth Management P.O Om 1770 Balmer
Entities connected to both Legal Department and IXCILLINC
Pershing
LOCATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Baltimore
LOCATION
Ghislaine Maxwell
PERSONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONMoney Market Fund
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATIONPie Chart
ORGANIZATIONON PERSHING'S
ORGANIZATION