3
Shared Docs
3
Same-Page
3 / 3
Mentions
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 4 EFTA01572442 For the Period 4/1/12 to 4/30/12 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
&/OR SEC .01 PULSE TRADING LLC (ID: 712704-10-5) PEOPLE'S UNITED FINANCIAL INC @ 12.4055 111.65 BROKERAGE 0.27 TAX &/OR SEC .01 STERNE, AGEE, AND LEACH INC (ID: 712704-10-5) PEOPLE'S UNITED FINANCIAL INC @ 12.5053 12.51 EFTA01572431 BROKERAGE 0.03 TAX &/OR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 7
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 4 EFTA01572487 For the Period 5/1/12 to 5/31/12 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
Y SECURITIES, INC. (ID: 712704-10-5) EFTA01572468 PEOPLE'S UNITED FINANCIAL INC @ 12.50 87.50 BROKERAGE 0.21 TAX &/OR SEC .01 STERNE, AGEE, AND LEACH INC (ID: 712704-10-5) PEOPLE'S UNITED FINANCIAL INC @ 12.50 512.50 BROKERAGE 1.23 TAX &/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5)
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau J.P. Morgan Disclosures Page 1 of 4 SB1062192-F1 2426 EFTA01664298 For the Period 2/1/12 to 2/29/12 Deposits in Foreign Branches are not Insu
4.66 (24.26) 0.40 S 4/24 4/30 Sale High Cost PEOPLES UNITED FINANCIAL INC @ 12.4055 111.65 BROKERAGE 0.27 TAX 8/OR SEC .01 STERNE, AGEE, AND LEACH INC (ID: 712704-10-5) (9.000) 12.374 111.37 (109.16) 221 S 4/25 4/30 Sale High Cost PEOPLE'S UNITED FINANCIAL INC @ 12.5053 12.51 BROKERAGE 0.
Entities connected to both Nassau and LEACH INC

JPMorgan Chase
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Newark
LOCATION
Ghislaine Maxwell
PERSONSecurities Investor Protection Corporation
ORGANIZATIONJason Bell
PERSON
Julie K. Brown
PERSON
Paul Morris
PERSON
JOHNSON & JOHNSON
ORGANIZATIONGENERAL MILLS INC
ORGANIZATION
Deutsche Bank
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONNEXTERA ENERGY INC
ORGANIZATIONCHEVRON CORP
ORGANIZATIONMC DONALDS CORP
ORGANIZATIONANALOG DEVICES INC
ORGANIZATIONINTEL CORP
ORGANIZATIONMICROCHIP TECHNOLOGY INC
ORGANIZATIONLIQUIDNET INC
ORGANIZATIONALEX BROWN INC
ORGANIZATION