11
Shared Docs
11
Same-Page
11 / 11
Mentions
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01541570 For the Period 3/1/13 to 3/31/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
ely 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmorga
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01541671 For the Period 9/1/13 to 9/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
ely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmor
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01548107 For the Period 9/1/13 to 9/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
ely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: EFTA01548032 http://investor.shareh
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01552312 For the Period 9/1/13 to 9/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
ely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmor
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01552263 For the Period 3/1/13 to 3/31/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
ely 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmorga
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 5 EFTA01571320 For the Period 3/1/13 to 3/31/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
ely 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's EFTA01571266 individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.sharehol
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 5 EFTA01571729 For the Period 9/1/13 to 9/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
ely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's EFTA01571669 individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareh
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01575463 For the Period 3/1/13 to 3/31/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
ely 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmorga
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01575579 For the Period 9/1/13 to 9/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agen
ely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmor
reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau J.P. Morgan SB1062192-F1 Disclosures Page 1 of 3 3501 EFTA01665373 For the Period 12/1/12 to 12/31/12 Deposits in Foreign Branches are not in
rgan J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: httpfiinvestor.shareholder.conVjemorgan
Entities connected to both Nassau and the JPMS LLC's

JPMorgan Chase
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Newark
LOCATION
Ghislaine Maxwell
PERSONSecurities Investor Protection Corporation
ORGANIZATIONJason Grosse
PERSON
Justin Trudeau
PERSONJason Bell
PERSON
Paul Barrett
PERSONJustin Nelson
PERSONJames Buckley
PERSONJPMorgan Fund
ORGANIZATION
Bank of America
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONNet Capital Requirements
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONDarren Indyke
PERSONWilliam Sheridan
PERSONRIO TINTO PLC
ORGANIZATION