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sed by me with Robin Traxler at FINRA. HOW is it possible that the SEC OWB didn't share my information with SEC investigators? Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy. WHO ultimately executed the trades cited in the FINRA Opco complaint? Further, the SEC Gibr
16/ Knight Capital TCR & Appendix From: Chris Dilorio Sent: Wednesda Aril 29 2020 8:03 AM u jec : w: orma appea or preliminarydenial covere ac ion Knight Capi a ppendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to
whistleblower information within the SEC. A whistleblower has no way of knowing WHO at the SEC is working on a case. Further, despite my request for Norberg to produce the entirety of my extensive record with the SEC, she failed to do so. What was the denial in Opco based on? The SEC, Clayton, Handler,
o Whistleblower From: Chris Dilorio .zz > Sent: Monday, September 14, 2020 9:22 AM To: Su jec : w: orma appea or preliminarydenial covere ac ion Knight Capi a Appendix I look forward to speaking with you Regards, Chris From: Chris Dilorio < Sent: Monday, September 14, 2020 6:02 AM EFTA00083608 Sub
sed by me with Robin Traxler at FINRA. HOW is it possible that the SEC OWB didn't share my information with SEC investigators? Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy. WHO ultimately executed the trades cited in the FINRA Opco complaint? Further, the SEC Gibr
Knight Capital TCR & Appendix From: Chris Dilorio Sent: Wednesda , A ril 29, 2020 8:03 AM u jec : w: orma appea or preliminarydenial covere ac ion Knight Capi a ppendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to
Entities connected to both Norberg and Knight Capi
Chris Dilorio
PERSONMcKessy
PERSON
Jared Kushner
PERSON
Julie K. Brown
PERSONJaney
PERSONBerger
PERSONBerger Montague
ORGANIZATIONKeener
PERSONNewLead
ORGANIZATIONJared Fishman
PERSONJoshua Sason
PERSONthe Securities and Exchange Commission
ORGANIZATIONSwiss Banks
ORGANIZATION
George W. Bush
PERSON
Justin Trudeau
PERSONJustin W. Keener
PERSONJMJ Financial
ORGANIZATIONKnight Capital
ORGANIZATION
J. Robert Oppenheimer
PERSONPeirce
PERSON