3
Shared Docs
3
Same-Page
3 / 3
Mentions
Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark interest rates. The Swiss Financial Market Supervisory A
iary of Millennium International Management. • Cannon Asset Management LLC, a wholly-owned subsidiary of Millennium International Management. • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management. • Decade Capital Management LLC, a wholly-owned subsidiary of Millennium Inter
estment adviser. The II-6 CONFIDENTIAL UBSTERRAMAR00002422 EFTA00237978 General Partner is also registered as a commodity trading advisor with the Commodity Futures Trading Commission. Certain of the Fund's non-U.S. based investment managers are registered or licensed in their local jurisdictions, as described under "The Fund's
gement"); • Millennium Global Estate GP LLC ("Millennium Global Estate GP"), a wholly-owned subsidiary of Millennium International Management; • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management; ML281817-MAXWELL 11-37 CONFIDENTIAL UBSTERRAMAR00002453 EFTA00238009 • De
estment adviser. The II-6 CONFIDENTIAL UBSTERRAMAR00001369 EFTA00237015 General Partner is also registered as a commodity trading advisor with the Commodity Futures Trading Commission. Certain of the Fund's non-U.S. based investment managers are registered or licensed in their local jurisdictions, as described under "The Fund's
gement"); • Millennium Global Estate GP LLC ("Millennium Global Estate GP"), a wholly-owned subsidiary of Millennium International Management; • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management; MAXWELL 11-37 CONFIDENTIAL UBSTERRAMAR00001400 EFTA00237046 • Decade Capi
Entities connected to both the Commodity Futures Trading Commission and Catapult Capital Management LLC

United States
LOCATION
Ghislaine Maxwell
PERSONLehman
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
New York State
LOCATION
New York
LOCATION
JPMorgan Chase
ORGANIZATION
Millennium
ORGANIZATIONthe Non-USD Shares
ORGANIZATIONErnst & Young LLP
ORGANIZATIONMillennium USA LP
ORGANIZATIONthe Master Fund
ORGANIZATIONCapital Formation International
ORGANIZATIONOngoing Evaluation
ORGANIZATIONStatistical Arbitrage and Quantitative Strategies
ORGANIZATIONthe CLEO Committee
ORGANIZATIONMillennium International Management LP
ORGANIZATIONMCM HK"
ORGANIZATIONMillennium Capital Management (Singapore) Pte. Ltd.
ORGANIZATIONRaffles Place
ORGANIZATION