3
Shared Docs
3
Same-Page
3 / 3
Mentions
Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark interest rates. The Swiss Financial Market Supervisory A
as well as competition for investment and management talent. Millennium will attempt to mitigate such conflicts, under the ultimate supervision of the CLEO Committee or any successor body thereto, by making allocations and other judgments on a basis that it believes to be fair and reasonable under the circumstan
estment adviser. The II-6 CONFIDENTIAL UBSTERRAMAR00002422 EFTA00237978 General Partner is also registered as a commodity trading advisor with the Commodity Futures Trading Commission. Certain of the Fund's non-U.S. based investment managers are registered or licensed in their local jurisdictions, as described under "The Fund's
m the University of Cape Town, South Africa. Mr. Meskin is a member of the Executive Committee, Investment Risk Committee, Valuation Committee and the CLEO Committee of the General Partner. • John Novogratz, 39 Coined in 2009), is a Senior Managing Director and the Global Head of Marketing and Investor Relations
estment adviser. The II-6 CONFIDENTIAL UBSTERRAMAR00001369 EFTA00237015 General Partner is also registered as a commodity trading advisor with the Commodity Futures Trading Commission. Certain of the Fund's non-U.S. based investment managers are registered or licensed in their local jurisdictions, as described under "The Fund's
m the University of Cape Town, South Africa. Mr. Meskin is a member of the Executive Committee, Investment Risk Committee, Valuation Committee and the CLEO Committee of the General Partner. • John Novogratz, 39 Coined in 2009), is a Senior Managing Director and the Global Head of Marketing and Investor Relations
Entities connected to both the Commodity Futures Trading Commission and the CLEO Committee

United States
LOCATION
Ghislaine Maxwell
PERSONLehman
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
New York State
LOCATION
New York
LOCATION
JPMorgan Chase
ORGANIZATION
Millennium
ORGANIZATIONthe Non-USD Shares
ORGANIZATIONErnst & Young LLP
ORGANIZATIONMillennium USA LP
ORGANIZATIONthe Master Fund
ORGANIZATIONCapital Formation International
ORGANIZATIONOngoing Evaluation
ORGANIZATIONStatistical Arbitrage and Quantitative Strategies
ORGANIZATIONMillennium International Management LP
ORGANIZATIONMCM HK"
ORGANIZATIONMillennium Capital Management (Singapore) Pte. Ltd.
ORGANIZATIONRaffles Place
ORGANIZATIONUOB Plaza 2
ORGANIZATION