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Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark interest rates. The Swiss Financial Market Supervisory A
titute Member who is admitted to the Fund pursuant to Section 4.1 hereof, in such person's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Bas
estment adviser. The II-6 CONFIDENTIAL UBSTERRAMAR00002422 EFTA00237978 General Partner is also registered as a commodity trading advisor with the Commodity Futures Trading Commission. Certain of the Fund's non-U.S. based investment managers are registered or licensed in their local jurisdictions, as described under "The Fund's
e entities through which the Portfolio Managers and related personnel invest in their strategies, the "Fund"). Currently, the Feeder Funds are: • Millennium USA LP ("Millennium USA"), a Delaware limited partnership formed in November 1997, which accepts investments from taxable U.S. investors that qualify as "
estment adviser. The II-6 CONFIDENTIAL UBSTERRAMAR00001369 EFTA00237015 General Partner is also registered as a commodity trading advisor with the Commodity Futures Trading Commission. Certain of the Fund's non-U.S. based investment managers are registered or licensed in their local jurisdictions, as described under "The Fund's
e entities through which the Portfolio Managers and related personnel invest in their strategies, the "Fund"). Currently, the Feeder Funds are: • Millennium USA LP ("Millennium USA"), a Delaware limited partnership formed in November 1997, which accepts investments from taxable U.S. investors that qualify as "
Entities connected to both the Commodity Futures Trading Commission and Millennium USA LP

United States
LOCATION
Ghislaine Maxwell
PERSON
Millennium
ORGANIZATION
New York
LOCATION
New York State
LOCATION
Samantha Power
PERSONLehman
ORGANIZATION
Federal Reserve
ORGANIZATION
England
LOCATION
the Internal Revenue Service
ORGANIZATIONCayman
LOCATIONErnst & Young LLP
ORGANIZATIONthe Mutual Funds Law
ORGANIZATION
Mohammed bin Salman
PERSONthe Cayman Islands Monetary Authority
ORGANIZATIONCayman Islands Tax Matters
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
JPMorgan Chase
ORGANIZATIONthe Non-USD Shares
ORGANIZATIONthe State of New York
LOCATION