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Morgan Chase 2/2 To: Barrett, Paul S; Morris, Paul V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Sub
E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686 17*91H*FINANCIAL TRUST COMP Importanc
06, 2011 12:06 PM To: Barrett, Paul S; Morris, Paul V; Giuffrida, David J; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk EFTA01591034 Management; Hsiao, Subject: Immediate 17*9
Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk EFTA01591034 Management; Hsiao, Subject: Immediate 17*91H*FINANCIAL TRUST Importance: High Dennis; Hughes, William; Htoon, Wei Action Required - REG T FED/HOUSE CALL - 242 CO
e 302-634-5955 1/2 Swetra, Gina M From: Giuffrida, David 3 Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Ku
318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Renee E Subject: RE: Immediate Action Require
Chase 302-634-5955 To: Barrett, Paul S; Morris, Paul V; Gluffrlda, David I; Baron, Stephen P; Welssend, Renee E; Ens, Amanda Cc Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subj
ee E; Ens, Amanda Cc Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686 17*91H*FINANCIAL TRUST COMP Importance
06, 2011 12:06 PM To: Barrett, Paul 5; Morris, Paul V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shenker, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subj
e E; Ens, Amanda Cc: Shenker, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 17*91H*FINANCIAL TRUST COMP Importance: High T
gan Chase 1/2 Swetra, Gina M From: Giuffrida, David J Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kuma
318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Rene Subject: RE: Immediate Action Required -
ase 302.634-5955 Swetra, Gina From: Giuffrida, David J Sett Thursday, September 29.2011 11.c4 AM To: PB-Service1318 Cc: Sharikar, Sukrultia, Bookman, Stacey; Htoon, Wai; Katz, ra L; Sylvester, Michaei, Morrissey, Kevin; JPMS Credit, PB Credit Risk Managemert Hshao, Cernis, Hughes, William; Kumar,
ee E Ca Siankar, Sukrutta; Bookman, Stacey; Htcon, War, Kat:, Ira Li, Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Maragancnt; Hsiao, Dennis; Hughes, William Subject Immediate Action Required - REG T - FED; HOUSE CALL - 91li*FINANCIAL TRUST COMP Importance: High Team: Activitie
Entities connected to both Bookman and Hsiao
Stacey
PERSONBarrett
PERSON
Stephen Hawking
PERSONJosh Morrissey
PERSONJPMS Credit
ORGANIZATIONPaul V. Morris
PERSONGiuffrida
PERSON
Michael Wolff
PERSON
Baron
PERSONSylvester
PERSONSukrutha
LOCATIONHtoon
PERSONRenee E
PERSON
Dennis
PERSON
Kumar
PERSONB.B.
ORGANIZATIONPrivate Banking Risk Management
ORGANIZATION
Janet
PERSONJonathan Adwar
PERSONAmanda
PERSON