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ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
o allocated or the Negative Basis of each such Negative Basis Member shall have been eliminated and (ii) to allocate any losses not so allocated to Negative Basis Members to the other Members in such manner as shall equitably reflect the amounts allocated to such Members' Capital Accounts pursuant to Sections 5.3(c)
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
o allocated or the Negative Basis of each such Negative Basis Member shall have been eliminated and (ii) to allocate any losses not so allocated to Negative Basis Members to the other Members in such manner as shall equitably reflect the amounts allocated to such Members' Capital Accounts pursuant to Sections 5.3(c)
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
o allocated or the Negative Basis of each such Negative Basis Member shall have been eliminated and (ii) to allocate any losses not so allocated to Negative Basis Members to the other Members in such manner as shall equitably reflect the amounts allocated to such Members' Capital Accounts pursuant to Sections 5.3(c)
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Mutual Connections (126)
Entities connected to both Internal Revenue Service and Negative Basis Members
United States
LOCATION40 w/ Internal·3 w/ Negative
Department of Justice
ORGANIZATION35 w/ Internal·3 w/ Negative
Ghislaine Maxwell
PERSON34 w/ Internal·2 w/ Negative
Samantha Power
PERSON25 w/ Internal·3 w/ Negative
Marc Rich
PERSON23 w/ Internal·3 w/ Negative
New York
LOCATION20 w/ Internal·3 w/ Negative
the State of New York
LOCATION19 w/ Internal·2 w/ Negative
New York State
LOCATION18 w/ Internal·3 w/ Negative
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·3 w/ Negative
UBS AG
ORGANIZATION13 w/ Internal·3 w/ Negative
Federal Reserve
ORGANIZATION10 w/ Internal·3 w/ Negative
New Hampshire
LOCATION9 w/ Internal·3 w/ Negative
Lehman
ORGANIZATION8 w/ Internal·3 w/ Negative
Wilmington
LOCATION7 w/ Internal·3 w/ Negative
Fannie Mae
ORGANIZATION7 w/ Internal·3 w/ Negative
the Delaware Limited Liability Company Act
ORGANIZATION7 w/ Internal·3 w/ Negative
Dept. of
ORGANIZATION6 w/ Internal·3 w/ Negative
Massachusetts Securities Division
ORGANIZATION6 w/ Internal·3 w/ Negative
Lehman Structured Products
ORGANIZATION6 w/ Internal·3 w/ Negative
the North American Securities Administrators Association
ORGANIZATION6 w/ Internal·3 w/ Negative