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ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
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Mutual Connections (126)
Entities connected to both Internal Revenue Service and Allocation of Net Profit and Net Loss
United States
LOCATION40 w/ Internal·3 w/ Allocation
Department of Justice
ORGANIZATION35 w/ Internal·3 w/ Allocation
Ghislaine Maxwell
PERSON34 w/ Internal·2 w/ Allocation
Samantha Power
PERSON25 w/ Internal·3 w/ Allocation
Marc Rich
PERSON23 w/ Internal·3 w/ Allocation
New York
LOCATION20 w/ Internal·3 w/ Allocation
the State of New York
LOCATION19 w/ Internal·2 w/ Allocation
New York State
LOCATION18 w/ Internal·3 w/ Allocation
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·3 w/ Allocation
UBS AG
ORGANIZATION13 w/ Internal·3 w/ Allocation
Federal Reserve
ORGANIZATION10 w/ Internal·3 w/ Allocation
New Hampshire
LOCATION9 w/ Internal·3 w/ Allocation
Lehman
ORGANIZATION8 w/ Internal·3 w/ Allocation
Wilmington
LOCATION7 w/ Internal·3 w/ Allocation
Fannie Mae
ORGANIZATION7 w/ Internal·3 w/ Allocation
the Delaware Limited Liability Company Act
ORGANIZATION7 w/ Internal·3 w/ Allocation
Dept. of
ORGANIZATION6 w/ Internal·3 w/ Allocation
Massachusetts Securities Division
ORGANIZATION6 w/ Internal·3 w/ Allocation
Lehman Structured Products
ORGANIZATION6 w/ Internal·3 w/ Allocation
the North American Securities Administrators Association
ORGANIZATION6 w/ Internal·3 w/ Allocation