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ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
er Person. ARTICLE IV-Removal of Manager; Termination of Administrative Services Agreement; Transfers and Withdrawals 4.1 Removal of the Manager; Termination of Administrative Services Agreement. (a) The Manager may be removed at any time by a vote of at least a Majority in Unaffiliated Interest at a meeting of the Members called for such
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
r Person. ARTICLE IV-Removal of Manager; Termination of Administrative Services Agreement; Transfers and Withdrawals 4. l Removal of the Manager; Termination of Administrative Services Agreement. (a) The Manager may be removed at any time by a vote of at least a Majority in Unaffiliated Interest at a meeting of the Members called for such
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
r Person. ARTICLE IV-Removal of Manager; Termination of Administrative Services Agreement; Transfers and Withdrawals 4. l Removal of the Manager; Termination of Administrative Services Agreement. (a) The Manager may be removed at any time by a vote of at least a Majority in Unaffiliated Interest at a meeting of the Members called for such
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Mutual Connections (126)
Entities connected to both Internal Revenue Service and Termination of Administrative Services Agreement
United States
LOCATION40 w/ Internal·3 w/ Termination
Department of Justice
ORGANIZATION35 w/ Internal·3 w/ Termination
Ghislaine Maxwell
PERSON34 w/ Internal·2 w/ Termination
Samantha Power
PERSON25 w/ Internal·3 w/ Termination
Marc Rich
PERSON23 w/ Internal·3 w/ Termination
New York
LOCATION20 w/ Internal·3 w/ Termination
the State of New York
LOCATION19 w/ Internal·2 w/ Termination
New York State
LOCATION18 w/ Internal·3 w/ Termination
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·3 w/ Termination
UBS AG
ORGANIZATION13 w/ Internal·3 w/ Termination
Federal Reserve
ORGANIZATION10 w/ Internal·3 w/ Termination
New Hampshire
LOCATION9 w/ Internal·3 w/ Termination
Lehman
ORGANIZATION8 w/ Internal·3 w/ Termination
Wilmington
LOCATION7 w/ Internal·3 w/ Termination
Fannie Mae
ORGANIZATION7 w/ Internal·3 w/ Termination
the Delaware Limited Liability Company Act
ORGANIZATION7 w/ Internal·3 w/ Termination
Dept. of
ORGANIZATION6 w/ Internal·3 w/ Termination
Massachusetts Securities Division
ORGANIZATION6 w/ Internal·3 w/ Termination
Lehman Structured Products
ORGANIZATION6 w/ Internal·3 w/ Termination
the North American Securities Administrators Association
ORGANIZATION6 w/ Internal·3 w/ Termination