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ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
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Mutual Connections (126)
Entities connected to both Internal Revenue Service and the Monetary Authority's
United States
LOCATION40 w/ Internal·3 w/ the
Department of Justice
ORGANIZATION35 w/ Internal·3 w/ the
Ghislaine Maxwell
PERSON34 w/ Internal·2 w/ the
Samantha Power
PERSON25 w/ Internal·3 w/ the
Marc Rich
PERSON23 w/ Internal·3 w/ the
New York
LOCATION20 w/ Internal·3 w/ the
the State of New York
LOCATION19 w/ Internal·2 w/ the
New York State
LOCATION18 w/ Internal·3 w/ the
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·3 w/ the
UBS AG
ORGANIZATION13 w/ Internal·3 w/ the
Federal Reserve
ORGANIZATION10 w/ Internal·3 w/ the
New Hampshire
LOCATION9 w/ Internal·3 w/ the
Lehman
ORGANIZATION8 w/ Internal·3 w/ the
Wilmington
LOCATION7 w/ Internal·3 w/ the
Fannie Mae
ORGANIZATION7 w/ Internal·3 w/ the
the Delaware Limited Liability Company Act
ORGANIZATION7 w/ Internal·3 w/ the
Dept. of
ORGANIZATION6 w/ Internal·3 w/ the
Massachusetts Securities Division
ORGANIZATION6 w/ Internal·3 w/ the
Lehman Structured Products
ORGANIZATION6 w/ Internal·3 w/ the
the North American Securities Administrators Association
ORGANIZATION6 w/ Internal·3 w/ the