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ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
ennium Global Estate GP is registered with the CFTC as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Mr. Englander, the ultimate control person of each of the General Partner, Millennium International Management and Millennium Global
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
. Commodity Futures Trading Commission (the "CFTC") as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Mille
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
. Commodity Futures Trading Commission (the "CFTC") as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Mille
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Mutual Connections (126)
Entities connected to both Internal Revenue Service and the U.S. National Futures Association
United States
LOCATION40 w/ Internal·3 w/ the
Department of Justice
ORGANIZATION35 w/ Internal·3 w/ the
Ghislaine Maxwell
PERSON34 w/ Internal·2 w/ the
Samantha Power
PERSON25 w/ Internal·3 w/ the
Marc Rich
PERSON23 w/ Internal·3 w/ the
New York
LOCATION20 w/ Internal·3 w/ the
the State of New York
LOCATION19 w/ Internal·2 w/ the
New York State
LOCATION18 w/ Internal·3 w/ the
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·3 w/ the
UBS AG
ORGANIZATION13 w/ Internal·3 w/ the
Federal Reserve
ORGANIZATION10 w/ Internal·3 w/ the
New Hampshire
LOCATION9 w/ Internal·3 w/ the
Lehman
ORGANIZATION8 w/ Internal·3 w/ the
Wilmington
LOCATION7 w/ Internal·3 w/ the
Fannie Mae
ORGANIZATION7 w/ Internal·3 w/ the
the Delaware Limited Liability Company Act
ORGANIZATION7 w/ Internal·3 w/ the
Dept. of
ORGANIZATION6 w/ Internal·3 w/ the
Massachusetts Securities Division
ORGANIZATION6 w/ Internal·3 w/ the
Lehman Structured Products
ORGANIZATION6 w/ Internal·3 w/ the
the North American Securities Administrators Association
ORGANIZATION6 w/ Internal·3 w/ the