Back to Network
4
Shared Docs
4
Same-Page
4 / 4
Mentions
Document Mentions (4 shared documents)
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D08, State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (DO;), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DOJ, the Board of Governors of the Federal Reserve, and the Connecticut Depar
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
Sponsored
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
Sponsored
Mutual Connections (127)
Entities connected to both Internal Revenue Service and Connecticut Department
United States
LOCATION40 w/ Internal·4 w/ Connecticut
Department of Justice
ORGANIZATION35 w/ Internal·4 w/ Connecticut
Ghislaine Maxwell
PERSON34 w/ Internal·3 w/ Connecticut
Samantha Power
PERSON25 w/ Internal·4 w/ Connecticut
Marc Rich
PERSON23 w/ Internal·3 w/ Connecticut
New York
LOCATION20 w/ Internal·3 w/ Connecticut
New York State
LOCATION18 w/ Internal·4 w/ Connecticut
the State of New York
LOCATION19 w/ Internal·2 w/ Connecticut
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·4 w/ Connecticut
UBS AG
ORGANIZATION13 w/ Internal·4 w/ Connecticut
Federal Reserve
ORGANIZATION10 w/ Internal·4 w/ Connecticut
New Hampshire
LOCATION9 w/ Internal·4 w/ Connecticut
Lehman
ORGANIZATION8 w/ Internal·4 w/ Connecticut
Fannie Mae
ORGANIZATION7 w/ Internal·4 w/ Connecticut
the Delaware Limited Liability Company Act
ORGANIZATION7 w/ Internal·3 w/ Connecticut
Massachusetts Securities Division
ORGANIZATION6 w/ Internal·4 w/ Connecticut
Lehman Structured Products
ORGANIZATION6 w/ Internal·4 w/ Connecticut
Dept. of
ORGANIZATION6 w/ Internal·4 w/ Connecticut
Parent Company
ORGANIZATION6 w/ Internal·4 w/ Connecticut
Cease & Desist
ORGANIZATION6 w/ Internal·4 w/ Connecticut