Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, t
f the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are required to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership is so registered with the Monetary Authority. As a regulated "master fund," the Master Partnersh
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
mended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitted an application for registration pursuant to the Law. As a regulated "master fund,
2 mentions1 same-page
Page ?Same page
ministrative fine of 5100,000; Investigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS,
mended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitted an application for registration pursuant to the Law. As a regulated "master fund,
Sponsored
Mutual Connections (153)
Entities connected to both Internal Revenue Service and the Cayman Islands Monetary Authority
United States
LOCATION40 w/ Internal·9 w/ the
U.S. Treasury
ORGANIZATION44 w/ Internal·3 w/ the
Department of Justice
ORGANIZATION35 w/ Internal·4 w/ the
Ghislaine Maxwell
PERSON34 w/ Internal·5 w/ the
George W. Bush
PERSON34 w/ Internal·2 w/ the
Marc Rich
PERSON23 w/ Internal·5 w/ the
Samantha Power
PERSON25 w/ Internal·3 w/ the
New York
LOCATION20 w/ Internal·6 w/ the
Eric Holder
PERSON23 w/ Internal·2 w/ the
New York State
LOCATION18 w/ Internal·6 w/ the
the State of New York
LOCATION19 w/ Internal·4 w/ the
the Securities and Exchange Commission
ORGANIZATION15 w/ Internal·3 w/ the
UBS AG
ORGANIZATION13 w/ Internal·3 w/ the
Cayman
LOCATION5 w/ Internal·10 w/ the
Lehman
ORGANIZATION8 w/ Internal·5 w/ the
Federal Reserve
ORGANIZATION10 w/ Internal·3 w/ the
the U.S. Investment Company Act
ORGANIZATION7 w/ Internal·6 w/ the
JPMorgan Chase
ORGANIZATION6 w/ Internal·7 w/ the
John F. Kennedy
PERSON9 w/ Internal·3 w/ the
New Hampshire
LOCATION9 w/ Internal·3 w/ the