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financial analyst in investment banking at CIBC Oppenheimer, and its predecessor, Oppenheimer & Co, Inc. Jos
rjee Group, an EFTA01397990 affiliate of Soros Fund Management. Adam began his career as a financial analyst in technology investment banking at Cowen & Co. Adam holds a BA from Colgate University. Chi Cheung (40), Partner. Based in London, Chi is a Partner of Glendower Capital. Prior to Glendower, Chi
financial analyst in investment banking at CIBC Oppenheimer, and its predecessor, Oppenheimer & Co, Inc. Jos
rjee Group, an EFTA01395948 affiliate of Soros Fund Management. Adam began his career as a financial analyst in technology investment banking at Cowen & Co. Adam holds a BA from Colgate University. Chi Cheung (40), Partner. Based in London, Chi is a Partner of Glendower Capital. Prior to Glendower, Chi
financial analyst in investment banking at CIBC Oppenheimer, and its predecessor, Oppenheimer & Co, Inc. Jos
rjee Group, an EFTA01396512 affiliate of Soros Fund Management. Adam began his career as a financial analyst in technology investment banking at Cowen & Co. Adam holds a BA from Colgate University. Chi Cheung (40), Partner. Based in London, Chi is a Partner of Glendower Capital. Prior to Glendower, Chi
financial analyst in investment banking at CIBC Oppenheimer, and its predecessor, Oppenheimer & Co, Inc. Jos
rjee Group, an EFTA01395484 affiliate of Soros Fund Management. Adam began his career as a financial analyst in technology investment banking at Cowen & Co. Adam holds a BA from Colgate University. Chi Cheung (40), Partner. Based in London, Chi is a Partner of Glendower Capital. Prior to Glendower, Chi
financial analyst in investment banking at CIBC Oppenheimer, and its predecessor, Oppenheimer & Co, Inc. Jos
rjee Group, an EFTA01397185 affiliate of Soros Fund Management. Adam began his career as a financial analyst in technology investment banking at Cowen & Co. Adam holds a BA from Colgate University. Chi Cheung (40), Partner. Based in London, Chi is a Partner of Glendower Capital. Prior to Glendower, Chi
Amro, KPMG BCom, University of South Africa; CA (SA) JOSHUA GLASER Partner Client Coverage Deutsche Bank, Paul Capital, Forum Capital, CIBC Oppenheimer BS, Tufts University EMILIO OLMOS Managing Director Southern Europe, Middle East and Asia ADIA, UBS, Deutsche Bank, Credit Suisse, Lafarge MS
and the Chatterjee Group, an affiliate of Soros Fund Management. Adam began his career as a financial analyst in technology investment banking at Cowen & Co. Adam holds a BA from Colgate University. Based in London, Chi is a Partner of Glendower Capital. Prior to Glendower, Chi spent 19 years at Deuts
Amro, KPMG BCom, University of South Africa; CA (SA) JOSHUA GLASER Partner Client Coverage Deutsche Bank, Paul Capital, Forum Capital, CIBC Oppenheimer BS, Tufts University EMILIO OLMOS Managing Director Southern Europe, Middle East and Asia ADIA, UBS, Deutsche Bank, Credit Suisse, Lafarge MS
and the Chatterjee Group, an affiliate of Soros Fund Management. Adam began his career as a financial analyst in technology investment banking at Cowen & Co. Adam holds a BA from Colgate University. Based in London, Chi is a Partner of Glendower Capital. Prior to Glendower, Chi spent 19 years at Deuts
Amro, KPMG BCom, University of South Africa; CA (SA) JOSHUA GLASER Partner Client Coverage Deutsche Bank, Paul Capital, Forum Capital, CIBC Oppenheimer BS, Tufts University EMILIO OLMOS Managing Director Southern Europe, Middle East and Asia ADIA, UBS, Deutsche Bank, Credit Suisse, Lafarge MS
and the Chatterjee Group, an affiliate of Soros Fund Management. Adam began his career as a financial analyst in technology investment banking at Cowen & Co. Adam holds a BA from Colgate University. Based in London, Chi is a Partner of Glendower Capital. Prior to Glendower, Chi spent 19 years at Deuts
Amro, KPMG BCom, University of South Africa; CA (SA) JOSHUA GLASER Partner Client Coverage Deutsche Bank, Paul Capital, Forum Capital, CIBC Oppenheimer BS, Tufts University EMILIO OLMOS Managing Director Southern Europe, Middle East and Asia ADIA, UBS, Deutsche Bank, Credit Suisse, Lafarge MS
and the Chatterjee Group, an affiliate of Soros Fund Management. Adam began his career as a financial analyst in technology investment banking at Cowen & Co. Adam holds a BA from Colgate University. Based in London, Chi is a Partner of Glendower Capital. Prior to Glendower, Chi spent 19 years at Deuts
nce executive at various firms. Currently VP of Risk Management at National Financial Services, Fidelity Investments. Worked at UBS (3 years), Oppenheimer (I I years). • As a compliance executive, he might have spent a career watching folks like Coffi and Tannin cut corners and ignore folsk lik
9 Non-public List Biographical Info Pro Con Sc Recommendation Mark figert • • • GW Law, '87 Lives in NY Chief Compliance Officer for Cowen & Co. • Nightmare. He is a high-ranking in- house lawyer for investment banks. • Strike • Legal & Compliance Director for RBC Capital Markets •
Entities connected to both J. Robert Oppenheimer and Cowen & Co.

Credit Suisse
ORGANIZATION
Julie K. Brown
PERSONGlendower
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
Deutsche Bank
ORGANIZATION
Liechtenstein
LOCATION
Alexander Acosta
PERSON
United States
LOCATION
Prince Charles
PERSON
General Electric
ORGANIZATIONGlendower Capital
ORGANIZATIONCharles Smith
PERSONDeirdre
PERSONGlobal Corporate Finance
ORGANIZATION
Milan
LOCATIONPomona
LOCATION
Tufts University
ORGANIZATIONFrancesco
PERSONDeirdre Davies
PERSONKatherine Weaver
PERSON