Document Mentions (3 shared documents)

EFTA00166898

3 mentions1 same-page

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to account. Al signers have already been approved i prevbus KYCS. Please rush as this is a surge update. Darren Indyke was approved in KYC 01133377 Harry Beller was added in approved KYC 01191308 O Client Referral in RM Prospect O Interrnediary/FIM • Other Source (CO3, etc.) How Was the Client(s) Intro

l Southern Financial and Jeffrey Epstein is the sole shareholder of Southern Trust; 4 O CI Darren Indyke CI O O El O O 5 K Marry Beller O O El K CI 6 K Jeanne Brennan El O El O O K K K https://dbforcepb.my. sal esforce.com/seMet/servl et. Integration?lid=01N30000000D9

ubsidiaries or is the customer threatening litigation against Deutsche Bank AG or any of b subsidiaries, (If Yes, peon* cidaiik below and s, ontad Quay Mgt O Yes 0 No (LatArnfint7Jor the Regulatory Contra/ Cioup and notify Compliance immeditey) G. O Yes 0 No https://dbforcepb.my.salesforce.com/servl

EFTA00168622

2 mentions1 same-page

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ndicate relationship Setween 'otos) 1 O ID Jeffrey E. Epsten O O O 2 2 O O O O . Sole Member of Neptune LLC: 2 O O Hat ry Beller O O O O 2 O O O O • 3 O O Darren K. Indyke 0 00 0 e o O 0 0 I 4 2 2 Neptune, LLC 2 O O O O O O O O • 5 O O Rkhard

is the customer threatenng litigation against O Yes RI No F' Deutsche Bank AG or any."( its subsidiaries? (If Yes, pruvh cleats below and contact Quay Mgt. (Lattm/Intl)o r the Regulatory Control Croup and nobryConwhance immediett•ly) Does the dent or rated party have any financial or other association

EFTA00168996

2 mentions1 same-page

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or is the customer threatening litigation against O Yes RI No F' Deutsche Bank AG or any."( Hs subsidiaries? (If Yes, ptovkle cleats betwandcontact Quay Mgt. (Lattm/Intl)o or the Regulatory Control Croup and nobryConwhance immediett•ly) Does the dent or rated party have any flnancial or other associabo