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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Account Num
rmation pertaining to these transactions, including the time of execution and the name of the person from Fage16 of 18 Account Number: Go erless Rated Excellent, DIAS ROIL pap Lvery Year Sante 2'007 SOUTHERNCON F I DrWrIAL, OALOAR RATED COMMUNICATIONS rxesurtraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing U.C. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page Is of
.500.00 7.72% 65.199 99 72.500.00 7.13% 39,199 99 72.500.00 7.13% 21.800 02 72.500.00 7.13% Page 9 of 19 Account Num ber (.40 paperless Rated Excellent, Every Visor Since 2007 DAL BAR RATED COMMUNCATIONS rxesturmer ratitr•-•'1.1:7=1=" ""4"=".• nary tact •••••••• nista. we. MC SDNY_GM_00045960
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 8 of 9
D. R CRIM. P. 6(e) B0129911CM0017 Go paperless CON F I DAENTIAL Please review your allocation perioclicalry wth your Client Advisor'. Pagetof9 Rated Excellent, Ivory Year Siva 2007 DAUM. RATED COMMUNICATIONS rxeriurmer Vary (La armor 0100ta. •00 SONY_GM_OOO46981 DB-SDNY-0009805 EFIA_00157590 EFTA01
Entities connected to both the State of New York and Rated Excellent
Securities Investor Protection Corporation
ORGANIZATION
Ghislaine Maxwell
PERSONPershing
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATION
George W. Bush
PERSONJersey City
LOCATION
New York City
LOCATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATION
Jeff Sessions
PERSONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATION