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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: CONFIDENTI
Cash 11/07/13 VIACOM INC NEW Cl. B Dividend Oplion: Cash 06/10/15 VOLKSWAGEN A GADR (SPONS) Dividend Oplion: Cash 04/13/15 5,000.000 WISDOM TREE INVTS INC COM Dividend Oplion: Cash 03/31/15 15.000.000 21.6110 Total Common Stocks Preferred Stocks (Listed by expiration date) GM AC CAP TR I GTO TR FCC S
2 mentions1 same-page
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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: Page -.8
tifier: VLKAY Dividend Oplion: Cash CUSP:928662303 04/13/15 5.000 000 50.8610 254.306.00 32.0900 160.450 00 -93.856.00 91.85 0.05% WISDOM TREE INVTS INC COM Security Identifier:WM Dividend Oplion: Cash CUSP:9771014 Page 8 of 17 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL to ripene
2 mentions1 same-page
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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plata, Jersey City, New Jersey 07399; vent .011
AGEN A G ADR (SPONSI Dividend Option: Cash Security Identifier: VLKAY CUSIP-. 928662303 04113115 5.000.000 50 8610 254,306.00 29.7450 WISDOM TREE INVTS INC COM Dividend Option. Cash Security 'deadlier: WETF CUSP 97717P104 03131115 15.000.000 216110 324.157 50 8.5800 Total Common Stocks $88,135,661.
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2 mentions1 same-page
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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact intonation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page IS of
nt Currency Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Security Dividends WISDOM TREE INVTS INC COM 02/17/16 03/02/16 Total Cash Not Yet Received 0.00 7,641,999.57 USD Record Date Payable Date Quantity Held Rate Dividend Option Amount of
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Mutual Connections (124)
Entities connected to both the State of New York and TREE INVTS INC COM
Securities Investor Protection Corporation
ORGANIZATION263 w/ the·4 w/ TREE
Ghislaine Maxwell
PERSON209 w/ the·4 w/ TREE
Pershing
LOCATION164 w/ the·4 w/ TREE
Pershing LLC
ORGANIZATION136 w/ the·4 w/ TREE
Legal Department
ORGANIZATION117 w/ the·4 w/ TREE
George W. Bush
PERSON104 w/ the·3 w/ TREE
Jersey City
LOCATION100 w/ the·4 w/ TREE
Deutsche Bank
ORGANIZATION87 w/ the·4 w/ TREE
the Pershing Customer Service Department
ORGANIZATION69 w/ the·4 w/ TREE
Baltimore
LOCATION54 w/ the·4 w/ TREE
the Options Clearing Corporation
ORGANIZATION50 w/ the·4 w/ TREE
Jeff Sessions
PERSON45 w/ the·4 w/ TREE
Client Service Information
ORGANIZATION45 w/ the·3 w/ TREE
THE FEDERAL RESERVE SYSTEM
ORGANIZATION44 w/ the·4 w/ TREE
THE BOARD OF GOVERNORS OF
ORGANIZATION42 w/ the·4 w/ TREE
THE CLEARING FACILITY
ORGANIZATION42 w/ the·4 w/ TREE
CUSTOMS
ORGANIZATION41 w/ the·4 w/ TREE
USAGES
ORGANIZATION40 w/ the·4 w/ TREE
Money Market Fund
ORGANIZATION40 w/ the·3 w/ TREE
ON PERSHING'S
ORGANIZATION39 w/ the·4 w/ TREE