3
Shared Docs
3
Same-Page
3 / 3
Mentions
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 20 02
00 92,691.16 Total Cash, Money Funds, and Bank Deposits 342,958,891.12 $43,562,095.04 $0.00 $6,696.66 Account Number l)8AN non Go paperless SOUTHERN CNO LLC. F I DarariA L N CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 3 014 Rated [walls nil (very "Arm Woos 2007 DAL OAR RAT ED COMMUNICATION
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; Page 20 of 2
nications. log in to your account or contact your Client Advisor for more inform alien. FIRST IN FIRST OUT Account Number MAN ROI t Go paperless SOUTHERN CNO LLC. F I DraTIAL N CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 17 of 19 Rated tacolleni Lvay Vs.. Siam 2007 DALOAR RATEDCOMMUNICATIONS rx
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing U.C. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page Is of
unt Currency 0.00 USO Total Securities Bought and Sold - LIMITED STATES DOLLAR 0.00 0.00 Page134019 Account Number OBALI ROI k Go paperless SOUTHERN CNO LLC. F I DAENTIAL N CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) toted tacollerdi Event Vas. WKID 2007 DALBAR RATED COMMUNICATIONS r xenur NCI
Entities connected to both the State of New York and SOUTHERN CNO LLC

JPMorgan Chase
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Ghislaine Maxwell
PERSONPershing
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATION
George W. Bush
PERSON
New York City
LOCATION
Deutsche Bank
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATION
Jeff Sessions
PERSONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATION