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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-33
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 462.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process.Wben an issuer ini
2 mentions1 same-page
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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; Page 20 of 2
ial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer in
2 mentions1 same-page
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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLD, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399: (201) 413.3
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAnThen an issuer in
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2 mentions1 same-page
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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-33
al Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 40230, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly In accordance with an impartial lottery process.Wben an issuer ini
2 mentions1 same-page
Page ?Same page
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery prOceSS.When an issuer ini
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Mutual Connections (124)
Entities connected to both the State of New York and the FINRA Consolidated Rulebook
Jeffrey Epstein
PERSON472 w/ the·2 w/ the
JPMorgan Chase
ORGANIZATION289 w/ the·3 w/ the
Securities Investor Protection Corporation
ORGANIZATION263 w/ the·2 w/ the
Ghislaine Maxwell
PERSON209 w/ the·4 w/ the
Pershing
LOCATION164 w/ the·5 w/ the
Pershing LLC
ORGANIZATION136 w/ the·5 w/ the
DI
Darren Indyke
PERSON130 w/ the·2 w/ the
Legal Department
ORGANIZATION117 w/ the·4 w/ the
George W. Bush
PERSON104 w/ the·3 w/ the
Deutsche Bank
ORGANIZATION87 w/ the·5 w/ the
New York City
LOCATION88 w/ the·2 w/ the
FDIC
ORGANIZATION82 w/ the·4 w/ the
the Pershing Customer Service Department
ORGANIZATION69 w/ the·5 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION64 w/ the·5 w/ the
Baltimore
LOCATION54 w/ the·2 w/ the
the Options Clearing Corporation
ORGANIZATION50 w/ the·4 w/ the
Client Service Information
ORGANIZATION45 w/ the·5 w/ the
Jeff Sessions
PERSON45 w/ the·5 w/ the
THE FEDERAL RESERVE SYSTEM
ORGANIZATION44 w/ the·5 w/ the
THE BOARD OF GOVERNORS OF
ORGANIZATION42 w/ the·5 w/ the