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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3
sey 07399; (201) 413-3330. Page 7 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N46-024950 CONFID L- Rated Eacellent Envy YON Sax 2007 DALIN' RATED COMMUNICATIONS EXCILI DK( Owing +•vin Periling U.C. a Stay owned sublidlay Oft Sank of New York Mellon Corinna'', (MY Mace) Pera.Not LLC
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact.information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 073991 Account Nu
ersey 07399: Page 3 of Account Numbe At 1915,r4 DX CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L bled hernent Every Vow Sae 2007 DALIN, RNIED COMMUNICATIONS MOAN< C Clewing Orme. POTbeg LLC, a wholly owned subschary of The UM of Now York Mellon Cemonthee (MY Mellon) Penne.* µtin
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: CONFIDENTI
dically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Pagel of 18 C0NFIDOMAL4 Rated [scam bay Yew Since 200? DALIN, PAM COMUNICATONS DICIILDICI Owing through Parsed% Lit. a elvaand stinicliary of Ow Bank et Nes Yak IMItin Corporation (MY NNW) Porrshirte molt
Entities connected to both the State of New York and DALIN
Securities Investor Protection Corporation
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONJersey City
LOCATION
Deutsche Bank
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATION
Jeff Sessions
PERSONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATION
Mao Zedong
PERSONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATION