Epstein Secrets

d from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is perman

llennium International Management. • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management. • Decade Capital Management LLC, a wholly-owned subsidiary of Millennium International Management. • Green Arrow Capital Management LLC, a wholly-owned subsidiary of Millennium

New York City.) By reason of a similar "own account" exemption, it is also expected that a nonresident individual Partner should not be subject to New York State personal income tax with respect to his share of income or gain realized directly by Millennium USA. Individual Limited Partners who are residents

holly-owned subsidiary of Millennium International Management; ML281817-MAXWELL 11-37 CONFIDENTIAL UBSTERRAMAR00002453 EFTA00238009 • Decade Capital Management LLC, a wholly-owned subsidiary of Millennium International Management; • Green Arrow Capital Management LLC, a wholly-owned subsidiary of Millennium

New York City.) By reason of a similar "own account" exemption, it is also expected that a nonresident individual Partner should not be subject to New York State personal income tax with respect to his share of income or gain realized directly by Millennium USA. Individual Limited Partners who are residents

LLC, a wholly-owned subsidiary of Millennium International Management; MAXWELL 11-37 CONFIDENTIAL UBSTERRAMAR00001400 EFTA00237046 • Decade Capital Management LLC, a wholly-owned subsidiary of Millennium International Management; • Green Arrow Capital Management LLC, a wholly-owned subsidiary of Millennium