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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
iption of such matters that relate to Credit Suisse: "In September 2008, Credit Suisse Securities (USA) LLC ("CSSU") reached an agreement with the New York State Attorney General's Office and the North American Securities Administrators Association Task Force to settle investigations concerning investment p
not required to be registered in Australia as a managed investment scheme. This Memorandum will not be, and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made, and any financial services in connection with the interests will be provided, in Australia by THE Manager or its represen
2 mentions1 same-page
Page ?Same page
iption of such matters that relate to Credit Suisse: "In September 2008, Credit Suisse Securities (USA) LLC ("CSSU") reached an agreement with the New York State Attorney General's Office and the North American Securities Administrators Association Task Force to settle investigations concerning investment p
not required to be registered in Australia as a managed investment scheme. This Memorandum will not be, and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made, and any financial services in connection with the interests will be provided, in Australia by THE Manager or its represen
2 mentions1 same-page
Page ?Same page
iption of such matters that relate to Credit Suisse: "In September 2008, Credit Suisse Securities (USA) LLC ("CSSU") reached an agreement with the New York State Attorney General's Office and the North American Securities Administrators Association Task Force to settle investigations concerning investment p
not required to be registered in Australia as a managed investment scheme. This Memorandum will not be, and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made, and any financial services in connection with the interests will be provided, in Australia by THE Manager or its represen
Sponsored
2 mentions1 same-page
Page ?Same page
iption of such matters that relate to Credit Suisse: "In September 2008, Credit Suisse Securities (USA) LLC ("CSSU") reached an agreement with the New York State Attorney General's Office and the North American Securities Administrators Association Task Force to settle investigations concerning investment p
not required to be registered in Australia as a managed investment scheme. This Memorandum will not be, and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made, and any financial services in connection with the interests will be provided, in Australia by THE Manager or its represen
2 mentions1 same-page
Page ?Same page
iption of such matters that relate to Credit Suisse: "In September 2008, Credit Suisse Securities (USA) LLC ("CSSU") reached an agreement with the New York State Attorney General's Office and the North American Securities Administrators Association Task Force to settle investigations concerning investment p
not required to be registered in Australia as a managed investment scheme. This Memorandum will not be, and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made, and any financial services in connection with the interests will be provided, in Australia by THE Manager or its represen
Sponsored
Mutual Connections (59)
Entities connected to both New York State and Australian Securities and Investments Commission
Prince Charles
PERSON85 w/ New·6 w/ Australian
Puerto Rico
LOCATION57 w/ New·5 w/ Australian
European Union
ORGANIZATION34 w/ New·5 w/ Australian
United Kingdom
LOCATION33 w/ New·6 w/ Australian
Credit Suisse
ORGANIZATION28 w/ New·5 w/ Australian
the Securities and Exchange Commission
ORGANIZATION24 w/ New·5 w/ Australian
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATION23 w/ New·5 w/ Australian
RJ
Raymond James'
PERSON18 w/ New·5 w/ Australian
Columbia University
LOCATION17 w/ New·6 w/ Australian
Denmark
LOCATION17 w/ New·5 w/ Australian
Wales
LOCATION13 w/ New·5 w/ Australian
Finland
LOCATION11 w/ New·5 w/ Australian
the Cayman Islands
LOCATION11 w/ New·5 w/ Australian
Ontario
LOCATION10 w/ New·5 w/ Australian
Davies
ORGANIZATION9 w/ New·5 w/ Australian
the U.S. Investment Company Act
ORGANIZATION8 w/ New·5 w/ Australian
Special Limited
ORGANIZATION8 w/ New·5 w/ Australian
Reliance
ORGANIZATION8 w/ New·5 w/ Australian
Department of Labor
ORGANIZATION6 w/ New·5 w/ Australian
Basel
ORGANIZATION6 w/ New·5 w/ Australian