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5/10 Sale PEOPLE'S UNITED FINANCIAL INC a 12.1425 24.29 (2.000) 12.12 24.24 (22.85) 1.36 S 5/15 High Cost BROKERAGE 0.04 TAX 8/OR SEC .01 BLOOMBERG TRADEBOOK LLC (ID: 712704-10-5) Total Settled Sales/Maturities/Redemptions $7,006.66 07,776241 630.42 S J.P.Morgan Page 14 of 17 Confidential
e PEOPLE'S UNITED FINANCIAL INC a 12.1425 24.29 (2.000) 12.12 24.24 (22.85) 1.36 S 5/15 High Cost BROKERAGE 0.04 TAX 8/OR SEC .01 BLOOMBERG TRADEBOOK LLC (ID: 712704-10-5) Total Settled Sales/Maturities/Redemptions $7,006.66 07,776241 630.42 S J.P.Morgan Page 14 of 17 Confidential Treatment Requ
ROKERAGE 0.36 TAX &/OR SEC .01 JEFFERIES & COMPANY (ID: 712704-10-5) PEOPLE'S UNITED FINANCIAL INC @ 12.1425 24.29 BROKERAGE 0.04 TAX &/OR SEC .01 BLOOMBERG TRADEBOOK LLC (ID: 712704-10-5) Total Settled Sales/Maturities/Redemptions $7,805.66 ($7,775.24) $30.42 S Page 14 of 17 (2.000) 12.12 24.24
36 TAX &/OR SEC .01 JEFFERIES & COMPANY (ID: 712704-10-5) PEOPLE'S UNITED FINANCIAL INC @ 12.1425 24.29 BROKERAGE 0.04 TAX &/OR SEC .01 BLOOMBERG TRADEBOOK LLC (ID: 712704-10-5) Total Settled Sales/Maturities/Redemptions $7,805.66 ($7,775.24) $30.42 S Page 14 of 17 (2.000) 12.12 24.24 (22.88) 1.36
12.000) 12.063 144.75 (137.25) 7.50 S 5/10 5/15 Sale High Cost PEOPLES UNITED FINANCIAL INC 0 12.1425 24.29 BROKERAGE 0.04 TAX 8/OR SEC .01 BLOOMBERG TRADEBOOK LLC (ID: 712704.10-5) (2.000) 12.12 24.24 (EVA 1.36 S Total Settled Safes Maturities/Redemptions $7,805.60 (57,775.24) $30.42 J.
.063 144.75 (137.25) 7.50 S 5/10 5/15 Sale High Cost PEOPLES UNITED FINANCIAL INC 0 12.1425 24.29 BROKERAGE 0.04 TAX 8/OR SEC .01 BLOOMBERG TRADEBOOK LLC (ID: 712704.10-5) (2.000) 12.12 24.24 (EVA 1.36 S Total Settled Safes Maturities/Redemptions $7,805.60 (57,775.24) $30.42 J.P.Morgan SB106
Entities connected to both Bloomberg L.P. and TRADEBOOK LLC

Ghislaine Maxwell
PERSON
Julie K. Brown
PERSON
Paul Morris
PERSON
JPMorgan Chase
ORGANIZATION
Tony Blair
PERSON
Newark
LOCATION
the Internal Revenue Service
ORGANIZATION
Nassau
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONMERRILL LYNCH PIERCE FENNER & SMIT
ORGANIZATIONBLOOMBERG TRADEBOOK LLC
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONJason Bell
PERSONMICROCHIP TECHNOLOGY INC
ORGANIZATIONABBOTT LABORATORIES
ORGANIZATIONLIQUIDNET INC
ORGANIZATIONINTEL CORP
ORGANIZATION
JOHNSON & JOHNSON
ORGANIZATIONCHEVRON CORP
ORGANIZATIONCAPITAL MARKETS INC
ORGANIZATION