Epstein Secrets

enting to the Risk committee Monday on high risk KYCs [I] Classification: For Internal use only I absolutely agree. Do you need the list? I can get Daphne/others to lead them through what is needed. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042066 CONFIDENTIAL SDNY_GM_00188250 EFTA0

From: Patrick Harris Sent: Friday, September 08, 2017 1:11 PM To: Andrew Gallivan Adrienne Bull Cc: Vaishali-P Mehta ; Rodrigo Quinter Subject: RE: What are you pre

d numbers for 9/08/17. Summary KYC Update Steps Owner Total In Scope (Clients)* If Completed (Clients) tf Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Regards, Rodrigo Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 G

From: Rodrigo Quintero Sent: Friday, September 15, 2017 10:17 AM To: Patrick Harris c ri> Cc: Emily Craig •: .; Daphne Cales >; Adrienne Bull SS Subject: KYC HR Clients Remediation - Status (9/08/17) (Revised) [I] Classification:

Remaining (Clients) 945 41.26% 14.08% 12.23% % Completed 8.25% • Initial pop 1,319. Items may be determined out-of-scope during review. DT: Daphne's Team FO: Front Office Details High Risk Remediation Data USO LatAm MEA-NY GAT Initial In Scope Clients 821 417 61 20 Out-of-Scope Iden

400, 32256 Jacksonville, USA Tel. +1 (904) 520.4012 Email rodrioo.ouinterodtdb.com From: Rodrigo Quintero Sent: Monday, June 26 2017 7:47 AM To: Patrick Harris < Cc: Emily Craig 'aphne Cale >; Janice Franklin Brash c: IMMIII Iheffali Vaishali-P Mehta < Subject: KYC HR Clients Remediation - Status (

Completed (Clients)" Remaining (Clients) Completed DT: Daphne's Team FO: front Office DBF: DB Force 130 127 122 115 114 116 45 36 3 24 1,082 1,085 1,090 1,097 1,098 1,096 1,167 1,176 1,20

eutsche Bank Wealth Management 5022 Gate Parkes Suite 400, 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Monday, May 01, 2017 8:39 AM To: Patrick Harris ,In> Cc: Emily Craig cc Daphne Cates (a Subject: KYC HR Clients Remediation - Status [II Classification: For hand use only All, Below is the M

ion: For Internal use only All, Below is the Monday morning deliverable (as of 6/02/17). Let me know if you have any question. I want to point out Daphne and I noticed an issue with the number of out of scope reported previously due to an manual error, numbers have been corrected. SUMMARY KYC Updat

cer, Wealth Management Americas Deutsche Bank Trust Company Americas w Y NY, USA From: Rodrigo Quintero Sent: Monday, June 05, 2017 9:12 AM To: Patrick Harris Janice Franklin Subject: RE: KYC HR Clients Remediation -Status ; Daphne Cale ; Sheffali Welch Cc: Emily Craig Classification: For Internal use

fali on status of small accounts 5) Rodrigo to work on in scope client list, highlighting CRP exit clients, small accounts based on band, work with Daphne based on her tracker. 6) Daphne to send Tracker to Rodrigo COB every Thursday, Rodrigo to provide updated full tracker to Pat and Emily every Monda

k Wealth Management 502 P Suite 400, 32256 Jacksonville, USA Tel. mobile Email From: Emily Craig Sent: Wednesday, April 26, 2017 3:29 PM To: Patrick Harris < >; Daphne Cales < Subject: RE: KYC HR Sync Up - Resources and Mercury [I] Classification: For Internal use only Thank you for your time today!

ting to the Risk committee Monday on high risk KYC's [I] Classification: For internal use only I absolutely agree. Do you need the list? I can get Daphne/others to lead them through what is needed. fcid:2 [email protected] EFTA01398713

8 Mobile +1 Email {https://brandportal.intranet.db.com/img/modules/claim.gif} From: Andrew Gallivan Sent: Friday, September 08 2017 1:03 PM To: Patrick Harris Subject: RE: What are you presenting to the Risk committee Monday on high risk KYC's [I] Classification: For internal use only Yes let's get that