Document Mentions (4 shared documents)

EFTA01372560

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me know if there are any objections to sending any or all of these along to Christy for Corporate Finance. I am going to work on Robyn's request for Global Markets next...thanks! Kind regards, Laura Kang Laura Kang Deutsche Bank Americas Regulaton, Compliance and Anti-Financial Crime AFC AML Compliance Off

From: Laura Kang Sent: 8/1/2016 5:49:19 PM To: Wayne Salit I; Maria Pedulla I; Dmitri Saks Carlos-A Garcia CC: Tope Owoyemi Subject: FW: KYC Corporate Finance Attachments: 2016 EDD-EDR K0Ps.doa; 2015

EFTA01373668

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te Investment Vehicle incorporated in the U.S. Virgin Islands, which is a Level II country, as the result of a New Client Adoption request to open a Global Markets relationship. The below is for your review and approval. Nature of Escalation — • The escalation is due to the client being a Private Investment

Wall Street New Yolk, NY 10005 Tel. (212) 250-0961 Email kerrian oordonQdb.corn From: Dmitri Saks Sent: Friday, December 19, 2014 11:17 AM To: Wayne Salit Subject: Southern Financial LLC - EDD [C] Classification: Confidential Wayne, Enhanced Due Diligence was conducted on Southern Financial LLC, a P

EFTA01373907

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From: Wayne Salit Sent: 12/22/2014 To: Dmitri Saks Carlos-A Garcia CC: Kerrian Gordon Subject: FW: Southern FR IPIR M Classification: Confidential Dmitri/Carl