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ubject: classification: For internal use only Hi Chip, RV spoke to me about the client tiering exercise that needs to be completed for the client Advisory Board. To my understanding, the Platinum client list has been suggested but several more clients need to be identified since Roelfien and Jerry are looki
Company Americas Deutsche Asset & wealth Management 345 Park Avenue, 24th Floor mew York NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc.[attachment "Top SO WM Relationships.xlsx" deleted by Chip CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122222 CONFIDENTIAL SD
ing [I] Classification: For internal use only Hi Chip, RV spoke to me about the client tiering exercise that needs to be completed for the client Advisory Board. To my understanding, the Platinum client list has been suggested but several more clients need to be identified since Roelfien and Jerry are looki
company Americas Deutsche Asset & wealth Management 345 Park Avenue, 24th Floor New York NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc.[attachment "Top SO wM Relationships.xlsx" deleted by Chip Packard/db/dbcom] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB
ir investment thesis Entrepreneurs who wish to diversify out of a concentrated position Service Providers Corporate Retirement Plan Clients Advisory Board Members Private Secondary Brokers and IPO attorneys, CPAs, payroll, tax and benefits consultants Companies looking to fund share buyback to
rueCar, SpaceX. • Partner in Seed Equity Ventures, Salt Lake City based technology venture capital firm. • Former technology investment banker - Deutsche Bank Securities and Jefferies & Company. Representative Transactions: Adobe/Efficient Frontier, Visa/PlaySpan, CA/Nimsoft, GSI Commerce / Fanatics Inc., Fujitsu
Entities connected to both Advisory Board and Deutsche Bank Securities

Martha Stewart
PERSON
Jeffrey Epstein
PERSON
Stewart Oldfield
PERSON
United States
LOCATION
J. Robert Oppenheimer
PERSON
Deutsche Bank
ORGANIZATION
Credit Suisse
ORGANIZATIONPatel
PERSON
Prince Andrew
PERSONthe Securities and Exchange Commission
ORGANIZATIONRoelfien
PERSON
Jerry
PERSONAndrea Tapia
PERSON
New Zealand
LOCATIONJefferies
ORGANIZATION