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AGP LP 519 Alpha Group Capital Paul Barrett APPENDIX C WORKSHEET Determination of "Investments" for Purposes of Section THIRD of the Agreement When determining ownership in "Investments" t
6. Investments DO NOT include the following: (A) jewelry, artwork, antiques and collectibles; (B) investments held in retirement accounts where the New Limited Partner does not make the investment decisions (e.g., an employer retirement plan where the investment decisions are not directed by the New Limit
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AGP LP 519 Alpha Group Capital Paul Barrett II. ADDITIONAL INFORMATION Indicate the category which best describes the New Limited Partner (and provide the documents indicated below that cor
AGP LP 519 Alpha Group Capital Paul Barrett II. ADDITIONAL INFORMATION Indicate the category which best describes the New Limited Partner (and provide the documents indicated below that correspond to the appropriate category): K Individual K Fund of Funds or Other Entity th
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AGP LP 519 Alpha Group Capital Paul Barrett Special instructions for a New Limited Partner that is a qualified purchaser based on its status as a "qualified institutional buyer" within the me
the Securities Act. In order to be a qualified purchaser if the New Limited Partner is a dealer as described in paragraph (a)(1)(ii) of Rule 144A, the New Limited Partner must own and invest on a discretionary basis at least S25 million in securities of issuers that are not affiliated persons of the dealer. In
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AGP LP 519 Alpha Group Capital Paul Barrett ANNEX D To Be Completed By Funds of Funds, Entities that Invest on Behalf of Third Parties, and Privately Held Entities Instructions: Please comp
n who is directly or indirectly through intermediaries, the beneficial owner of 10% or more of any voting or non-voting class of equity interests of the New Limited Partner (if the intermediary's shareholders or partners are not individuals, continue up the chain of ownership listing their 10% or more equity in
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AGP LP 519 Alpha Group Capital Paul Barrett (2) The New Limited Partner understands the effect of the limitations on disposition and of his or her representation that his or her interest in t
Partner is a corporation, partnership, trust or any other entity or a nominee for another person, the person completing this Section with respect to the New Limited Partner must be the beneficial owner(s), a person authorized to represent the beneficial owner(s), or a bank, foreign bank, broker-dealer, investme
2 mentions1 same-page
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AGP LP 519 Alpha Group Capital Paul Barrett Special instructions for a New Limited Partner that is a qualified purchaser based on its status as a "qualified institutional buyer" within the me
the Securities Act. In order to be a qualified purchaser if the New Limited Partner is a dealer as described in paragraph (a)(1)(ii) of Rule 144A, the New Limited Partner must own and invest on a discretionary basis at least S25 million in securities of issuers that are not affiliated persons of the dealer. In
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2 mentions1 same-page
Page ?Same page
AGP LP 519 Alpha Group Capital Paul Barrett APPENDIX C WORKSHEET Determination of "Investments" for Purposes of Section THIRD of the Agreement When determining ownership in "Investments" t
6. Investments DO NOT include the following: (A) jewelry, artwork, antiques and collectibles; (B) investments held in retirement accounts where the New Limited Partner does not make the investment decisions (e.g., an employer retirement plan where the investment decisions are not directed by the New Limit
2 mentions1 same-page
Page ?Same page
AGP LP 519 Alpha Group Capital Paul Barrett II. ADDITIONAL INFORMATION Indicate the category which best describes the New Limited Partner (and provide the documents indicated below that cor
AGP LP 519 Alpha Group Capital Paul Barrett II. ADDITIONAL INFORMATION Indicate the category which best describes the New Limited Partner (and provide the documents indicated below that correspond to the appropriate category): K Individual K Fund of Funds or Other Entity th
2 mentions1 same-page
Page ?Same page
AGP LP 519 Alpha Group Capital Paul Barrett ANNEX D To Be Completed By Funds of Funds, Entities that Invest on Behalf of Third Parties, and Privately Held Entities Instructions: Please comp
n who is directly or indirectly through intermediaries, the beneficial owner of 10% or more of any voting or non-voting class of equity interests of the New Limited Partner (if the intermediary's shareholders or partners are not individuals, continue up the chain of ownership listing their 10% or more equity in
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Mutual Connections (8)
Entities connected to both Paul Barrett and the New Limited
United States
LOCATION22 w/ Paul·2 w/ the
New Limited
ORGANIZATION18 w/ Paul·4 w/ the
Keogh
ORGANIZATION4 w/ Paul·2 w/ the
New Limited Partner
ORGANIZATION3 w/ Paul·2 w/ the
the Wring Bank
ORGANIZATION3 w/ Paul·2 w/ the
Fund of Funds or Other Entity that Invests on Behalf of
ORGANIZATION2 w/ Paul·2 w/ the
Annex C
ORGANIZATION2 w/ Paul·2 w/ the
the New Limited Partners
ORGANIZATION2 w/ Paul·2 w/ the