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CC: Stewart Oldfield Subject: meeting notes - Southern Financial ; Cynthia Rodriguez DB — Stewart Oldfield, Martin Zeman Southern Financial — Paul Barrett, Alpha Group Capital Discussed ISDA setup for SF and SIC Discussed more complex FX strategies that Martin can offer Introduced Harvest Volatility
CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 Securities offered through Deutsche Bank Securities lnc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065114 CONFIDENTIAL SDNY_GM_00211298 EFTA01371643
From: Liam 0sulliva Sent: 5/8/2018 4:20:20 PM To: 'Paul Barrett CC: Xavier Avita Martin Zeman Joshua Shoshan Subject: Trade Report --> 5/8/18 Classification: Confidential 'Richard Kahn' Davide-A Sferrazza
red on 05108/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information. or the reliability of these sources. Please refer to your official account statements and co
he past Aspen Grove Bain Capital Family Office Bright Crosby (Frank) Dorrance Duncan Everwatch Dimensional Georgetown Highlander Illig JE/Paul Barrett Pacific Life .IL squared Nicholas Shamrock Slome Third Lake Tisch Willett Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company
ctor Deutsche Bark Trust Company Americas Deutsche Bank Wealth Management 345 New York. NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities lnc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0087505 CONFIDENTIAL SDNY_GM_00233689 EFTA01386000
From: Liam Osullivan Sent: 8/3/2018 11:49:59 AM To: Paul Barrett CC: Martin Zeman Subject: CDR / PLN [C] Attachments: Authorization_for_Non_USD_Wires_PLN.pdf : Davide-A Sferrazza ; Stewart Oldfield Richard
red on 08/03/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and co
From: Sent: To: CC: Subject: Thx Paul Barrett 8/13/2018 1:06:15 PM Liam Osullivan Joshua Shoshan Re: Indications (C) ; Stewart Oldfield Paul Barrett Alpha Group Capital LLC 142 W 571' Str
pared on 08/13/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please referee your official account statements and co
From: Liam Osullivan Sent: 8/16/2018 4:05:23 PM To: Paul Barrett [ CC: Martin Zeman Stewart Oldfield Subject: Trade Details 8/16/2018 [C] Classification: Confidential Paul, Richard Kahn • Xavier Avila I I
epared on 08/16/2018 Source: Pershing NetX 360 Unofficial trade confinnalons use information from sources that the firm believes to be reliable, but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and co
Entities connected to both Paul Barrett and Deutsche Bank Securities

Jeffrey Epstein
PERSON
Richard Kahn
PERSON
Martha Stewart
PERSON
Stewart Oldfield
PERSON
Marc Rich
PERSON
Paul Morris
PERSONSecurities Investor Protection Corporation
ORGANIZATIONMartin Zeman
PERSONDarren Indyke
PERSONKCP Americas
ORGANIZATIONLiam Osullivan
PERSONXavier Avila
PERSONDavide Sferrazza
PERSON
Prince Andrew
PERSON
Deutsche Bank
ORGANIZATION
Bloomberg L.P.
ORGANIZATION
Woody Allen
PERSON
Ghislaine Maxwell
PERSONBradley Gillin
PERSON
Monica
PERSON