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any electronic platforms (such as landlines and conference calls). Please contact your Investment Specialist if you have any questions. Thank you Paul Barrett Paul Barrett I Managing Director I Global Investment Opportunities Group I Morgan Private Bank 320 Park Avenue, 14th Floor, New York, NY 10022 I
ject: New Dodd-Frank requirements: recorded phone lines Date: Mon, 01 Apr 2013 15:04:58 +0000 As a result of the Dodd-Frank Wall Street Reform Act, the Commodity Futures Trading Commission issued Recordkeeping Rules for Swaps. The rules require Swap Dealers to keep records of pre-execution trade information, including records of certa
AGP LP 519 Alpha Group Capital Paul Barrett prepared based on information furnished by the General Partner and the Investment Manager; Seward & Kissel LLP has not independently verified such
hat comprehensively regulate the OTC derivatives markets for the first time. Key provisions of the Dodd-Frank Act require rulemaking by the SEC and the Commodity Futures Trading Commission (CFTC"), not all of which has been proposed or finalized as at the date of this Memorandum. As a result, investors should expect future changes in
AGP LP 519 Alpha Group Capital Paul Barrett prepared based on information furnished by the General Partner and the Investment Manager; Seward & Kissel LLP has not independently verified such
hat comprehensively regulate the OTC derivatives markets for the first time. Key provisions of the Dodd-Frank Act require rulemaking by the SEC and the Commodity Futures Trading Commission (CFTC"), not all of which has been proposed or finalized as at the date of this Memorandum. As a result, investors should expect future changes in
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