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AT 1 1. In Progress 1 Total 125 88 1 3 10 1 1 36 40 289 Week Over Week « OLE Object: Picture (Device Independent Bitmap) » Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Managemen
4. Ready for AML & Bus. Risk Approval 3 Rejected (with Front Office) 8 1 GAT 1 1. In Progress 1 Total 125 88 1 3 10 1 1 36 40 289 Week Over Week « OLE
/AFC approval' and just leave 'Completion' data to avoid having a too large graph) HR Client Rentediation Progress •r,IrmiF9/ FyF •c• Regards, Rodrigo Rodrigo Quintero Vice President rt . 7S, AY, ?"," Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400
3. Ready for Office Dir Approval/SMTH 2 2 4. Ready for AML & Bus. Risk Approval 5 5 5. Ready for Compliance Approval 4 4 Rejected (with Front Office) 8 4 1 3 16 LatAm 39 43 22 33 1. In Progress 22
isk Approval (ABR) 3 3 Rejected (with Case creator) 3 2 1 6 1. In Progress (with Daphne's Team) 1 1 Total 122 64 40 32 258 Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc Deutsche Bank Wealth Management
Daphne's Team) 48 25 9 25 107 2. Ready for Primary Officer Approval (FO) 7 7 3. Ready for Office Dir Approval/SMTH (MD) 1 1 4. Ready for AML & Bus. Risk Approval (ABR) 3 3 Rejected (with Case creator) 3 2 1 6 1. In Progress (with Daphne's Team) 1 1 Total 122 64 40 32 258 Regards
Entities connected to both Rodrigo and AML & Bus
Rodrigo Quintero
PERSON
Jacksonville
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATION
Jeffrey Epstein
PERSONDaphne Cales
PERSONEmily Craig
PERSONFront Office
ORGANIZATIONJanice Franklin
PERSON