Epstein Secrets

12. "Fund Managers" means any person involved, directly or indirectly, in the management of the Funds, including without limitation Ralph Cioffi, Matthew Tannin, Colin Gordon, and Franklin Collins. 13. The term "Bear Steams Fund" means any hedge fund, mutual fund, private equity fund or other investment v

FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC., and THE C.O.U.Q. FOUNDATION, INC., Claimants, v. THE BEAR STEARNS COMP

gement of the Funds" nor represented that he oversaw the Funds. Am. St. Claim 1 16. Indeed, Epstein admits as much, conceding that Ralph Cioffi and Matthew Tannin — not Spector — were "[t]he two Bear Steams executives most directly involved in managing the funds." Am. St. Claim 1 9. Epstein's assertion that t

FINRA DISPUTE RESOLUTION, INC. X Financial Trust Company, Inc. and The C.O.U.Q. Foundation, Inc., Claimants, : FINRA No. 09-979 v. : AMENDED STATEMENT OF The Bear Steams Co

extent Claimants somehow attempt to connect their baseless allegations • . about the creation of the EL Fund to the indictment of Ralph Cioffi and Matthew Tannin, the portfolio managers of the HG Funds, it must be noted that Messrs. Cioffi and Tannin were acquitted of all charges on November 10, 2009.10 9 Ev

FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC., and THE C.O.U.Q. FOUNDATION, INC., Claimants, v. THE BEAR STEARNS COMP