Document Mentions (5 shared documents)

EFTA01371332

2 mentions1 same-page

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o: Sylvia Escobar [email protected]]; Anna-Sofiya Lupolover [[email protected]; Cynthia Rodriguez [email protected]] CC: Stewart Oldfield [[email protected]; Olivier Poncet [[email protected]] Subject: RE: PRIIPs Client Notification III Sure thing — keep in mind ISG valida

I] Thanks Anna-Sofiya. Cynthia. Sylvia — kindly see below note re: N4G024943 and attached supporting doc. Can we please remove the client from the PRIIPs notification list? (FYI - there may be a few more of these "non-EEA domiciled" confirmations coming down...) Many thanks! Best, Gbenga CONFIDENT

EFTA01374278

2 mentions1 same-page

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345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 10:53 AM To: Stewart Oldfield Cc: Cynthia Rodrigue ; Bradley Gillin Subject: PRIIPs Client Notification Ill Classification: For Internal use only Hello, Below is list of cli

ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally

EFTA01374276

2 mentions1 same-page

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From: Sylvia Escoba Sent: 12/18/2017 11:57:34 AM To: Gbenga Omosuyi Anna-Sofiya Lupolover Cynthia Rodriguez CC: Stewart Oldfield Olivier Poncet Subject: RE: PRIIPs Client Notification ill Hi Gbenga, Could you please send me the final account population once you are done wi

I] Thanks Anna-Sofiya. Cynthia. Sylvia — kindly see below note re: N4G024943 and attached supporting doc. Can we please remove the client from the PRIIPs notification list? (FYI - there may be a few more of these "non-EEA domiciled' confirmations coming down...) Many thanks! Best, Gbenga Gbenga Om