Document Mentions (4 shared documents)

EFTA01401343

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RE: Southern Financial and Southern From: Roddy Moore Date: Tue, 07 Jul 2015 10:42:39 -0400 To: Vahe Stepanian Troy-D Williams Cc: Paul Morris Stewart Oldfield Daniel Sabba Andrew Xu Trust ISDA/CSAs [I] We're going to need updated financials to amend the CSA. From a process perspective, we'll review the

40mm and USD 10mm "Tier I Ceiling Limit" respectively (ISDA/CSAs are attached). The client has requested that we increase Southern Financial LLC's Tier I Ceiling Limit to USD 100mm. On Thursday 7/2/15, Southern Financial sold EURUSD calls to offset the cost of purchasing EURUSD puts, which required that SFLLC post

EFTA01404619

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bject: RE: Southern Financial and Southern Trust ISDA/CSAs [I] From: Vahe Stepanian ‹ > Date: Tue, 21 Jul 2015 14:46:14 -0400 To: Roddy Moore Cc: Stewart Oldfield Daniel Sabba Andrew Xu Paul Morris Troy-D Williams Classification: For internal use only Roddy — we spoke to the client this afternoon. He ment

EFTA01375473

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From: Paul Morris I Sent: 7/21/2015 11:31:35 AM To: Vahe Stepanian Troy-D Williams I I; Roddy Moore CC: Stewart Oldfield I ; Daniel Sabba Andrew Xu Subject: RE: Southern Financial and Southern Trust ISDA/CSAs [II Team where are we with this ? Please let me know if

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EFTA01363840

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From: Sent: To: CC: Subject: Roddy Moore 7/21/2015 11:53:06 AM Paul Morris Stewart Oldfield ; Vahe Stepanian ; Troy-D Williams IM ; Daniel Sabba [ ]; Andrew Xu RE: Southern Financial and Southern Trust ISDA/CSAs [II As discussed with Da

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