Epstein Secrets

dent meetlrxXs) took place: Bank Officer Name(s) Bank Office' ' CleM Private Dormdlt Client Placed Business: Other Location (speofy): Date: Stewart Oldfield O O 12/12/2016 .74 • • • O O O . Wealth Details for this individual are not Ailed in, because they are the same as for the folovang perso

9Di&e... M. Case Comments Created By Date Comments Mayur RathOd 9/26/118 1:20 AM No material changes confirmation *emat attached in the case. Kshitij Golani 10/17/118 12:02 AM This KYC serves as a high risk update for the below listed dials (together •accountholders') - l. Jeffrey Epstein 2. Southern T

L DB-SDNY-0022949 EFTA_00 170668 EFTA01297232 From: Darnetta Chandler-Johnson Sent: Thursday, June 22, 2017 4:48 PM To: Cynthia Rodriguez Ct: Stewart Oldfield; Daphne Cales; Patrick Harris; Vaishali-P Mehta Subject: KYC Remediation - Southern Financial Relationship [I] Classification: For Internal use onl

Message From: Kshitij Golani [/o=EXCHANGE/ou=Exchange Administrative Group (FYDIBOHF23SPDLT)/cn=Recipients/cn=golaksh02d1 on behalf of Kshitij Golani Sent: 6/28/2017 6:06:54

From: Vijay-A Sawant Sent: 7/25/2018 6:15:23 AM To: Kshitij Golani CC: Bradley Gillin ; Stewart Oldfield Subject: FW: Your KYC has been rejected - Case #: 01946825 Attachments: Constitutional docs, COI & IRS Letter.pdf; Corp Resolution.pdf Importance

From: Vijay-A Sawant Sent: 7/25/2018 6:15:23 AM To: Kshitij Golani CC: Bradley Gillin ; Stewart Oldfield Subject: FW: Your KYC has been rejected - Case #: 01946825 Attachments: Constitutional docs, COI & IRS Le

From: Vijay-A Sawant Sent: 9/7/2018 10:10:02 AM To: Kshitij Golani CC: Bradley Gillin Stewart Oldfield Subject: Your KYC has been rejected - Case tf Importance: High Hello Kshitij, I have worked on the below rejection points in above case, kindly

From: Vijay-A Sawant Sent: 9/7/2018 10:10:02 AM To: Kshitij Golani CC: Bradley Gillin Stewart Oldfield Subject: Your KYC has been rejected - Case tf Importance: High Hello Kshitij, I have worked on the below

Mayur Rathod 9/3/118 3:17 AM No material changes confirmation "emair attached in the case. ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oldfield Signature) Stewart Omfiew 9 5 2018 Office Director: Business Head: &even Mattus ( Sgnature) Steven Mattus 9 6.2018 Regional Office DireOor.

ness Head: &even Mattus ( Sgnature) Steven Mattus 9 6.2018 Regional Office DireOor. :Sgnature) AMI. Business Risk (Srature) AML Compliance: Kshitij Golani (Signature) Kshitij Golan' 9/25/2018 LATAM/INTERNATIONAL APPROVALS Omni Facing Professional (CFP). (Signature) Account Manager. (Signature)

Mayur Rathod 9/3/118 3:17 AM No material changes confirmation "email' attached in the case. ONSHORE APPROVALS Client Faong Professional (CFP): Stewart Oldfield (Signature) Stewart Oklfield 9/5/2018 Office Director/Business Head: Steven Mattus (Signature) Steven Mattus 9/6/2018 Regional Office Direct

KYC Print Page 42 of 43 M. Case Comments Created By Date Comments Kshitij Golani 9/25/118 10:04 AM iris KYC serves as a high risk update for the below listed clients (together "accounthdders") - 1.- & Karyna Shuliak . Butterfl

ccounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Stewart Oldfield New PWM Relationship Alt Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profil

22 M. Case Comments Created By Date Comments This KYC serves as a high risk update for the below listed clients (together "accountholders") — Kshitij Golani 8/8/117 4:45 PM 1. Southern Financial, LLC 2. Southern Trust Company, Inc 3. Jeffrey Epstein 4. J. Epstein Virgin Islands Foundation, Inc Below

unts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: SOUTHERN FINANCIAL RELATIONSHIP: 00000483290 Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and att

43 M. Case Comments Created By Date Comments This KYC serves as a high risk update for the below listed clients (together "accountholders") — Kshitij Golani 9/25/118 10:04 AM 1. & Karyna Shuliak 2. Butterfly Trust 3. Neptune LLC Below are the reasons why we are comfortable with approving this KYC: