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EFTA01388525

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y swap) Premium: DB pays Southern Financial LLC $68,500 value September 25, 2018 Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York. NY, USA Tel. Mobi Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

From: Davide-A Sferrazza Sent: 9/21/2018 3:59:33 PM To: Paul Barrett CC: Xavier Avila; Martin Zeman ; Stewart Oldfield Subject: 2Y 2s10s Curve Cap Confirmation IC] Classification: Confidential Paul, ; barn Osu

EFTA01389147

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bonds into the account. Please let us know if you have any questions, thank you. Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345P Tel. Mobil Emai ork, NY, USA This communication may contain confidential and/or privileged information. I

From: Davide-A Sferrazza Sent: 11/5/2018 4:29:58 PM To: Paul Barrett <I MIMM I> 1..1- I -1 'IQ , CC: Alan Brody Subject: LKSD Trade Details 11/05/18 [C) Attachments: image&01.gif Classification: Confidential P

EFTA01388354

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ls below) Register here REGISTRATION DEADLINE: Friday March 23 Panelists: John Cryan, Chief Executive Officer and Member of the Management Board, Deutsche Bank Securities, Inc. Peter Garber, Chief Financial Strategist, Deutsche Bank Securities, Inc. Dr. Stuart Haber, President, Stuart Haber Crypto, LLC Michael Novogratz,

From: Vahe Stepanian Sent: 3/14/2018 5:51:56 PM To: Paul Barrett CC: Stewart Oldfield Martin Zeman Subject: DB Bitcoin and Blockchain Event - April 3, 2018 Paul — hope all is well at Alpha Group. Reaching out