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Number: 161121381 FINANCIAL TRUST COMPANY INC Margin Account Portfolio November 01, 2002 - November 30, 2002 Page 30 of 30 JPMSI is a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and c
iption NOK PUT USD CALL FX EUROPEAN STYLE OPTION MAR 19, 2003 8 7.54 XNOKPA-CL-2 SEK PUT USD CALL FX EUROPEAN STYLE OPTION FEB 07, 2003 8 9.3 XSEKPA-BV-Z HKD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 23, 2004 8 7.833 XHKDPA-AH-2 HKD CALL USD PUT FX EUROPEAN STYLE OPTION SEP 23, 2004 8 7.8 XHKDC
2 mentions1 same-page
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Number: 161121381 FINANCIAL TRUST COMPANY INC Margin Account Portfolio December 01, 2002 - December 31, 2002 Page 40 of 40 JPMSI is a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and c
-AT-2 NOK PUT USD CALL FX EUROPEAN STYLE OPTION MAR 19, 2003 8 7.54 XNOKPA-C1.-2 SEK PUT USD CALL FX EUROPEAN STYLE OPTION FEB 07, 2003 8 9.3 XSEKPA-BV-Z HKD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 23, 2004 8 7.833 XHKDPA-AH-2 HKD CALL USD PUT FX EUROPEAN STYLE OPTION SEP 23, 2004 8 7.8 XHKDC
2 mentions1 same-page
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MPANY INC 270 Park Avenue New York, NY 10017 Margin Account Portfolio September 01, 2002 - September 30, 2002 Page 36 of 36 JPMSI is a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and c
-CL-2 MXN PUT USD CALL FX EUROPEAN STYLE OPTION OCT 14, 2002 @ 10.05 XMXNPA-AJ-2 SEK PUT USD CALL FX EUROPEAN STYLE OPTION FEB 07, 2003 @ 9.3 XSEKPA-BV-Z SEK - 186,000,000 USD - 20,000,000.00 USD - 503,500.00 - 503,500.00 - 574,780.92 - 71,280.92 MXN - 100,500,000 USD - 10,000,000.00 USD - 114,5
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2 mentions1 same-page
Page ?Same page
Number: 161121381 FINANCIAL TRUST COMPANY INC Margin Account Portfolio December 01, 2002 - December 31, 2002 Page 40 of 40 JPMSI is a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and c
A-AT-2 NOK PUT USD CALL FX EUROPEAN STYLE OPTION MAR 19, 2003 8 7.54 XNOKPA-CL-2 SEK PUT USD CALL FX EUROPEAN STYLE OPTION FEB 07, 2003 8 9.3 XSEKPA-BV-Z HKD PUT USD CALL FX EUROPEAN STYLE OPTION SEP 23, 2004 8 7.833 XHKDPA-AH-2 HKD CALL USD PUT FX EUROPEAN STYLE OPTION SEP 23, 2004 8 7.8 XHKDC
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Mutual Connections (28)
Entities connected to both Securities Investor Protection Corporation and XSEKPA-BV-Z
JPMorgan Chase
ORGANIZATION555 w/ Securities·4 w/ XSEKPA-BV-Z
the Internal Revenue Service
ORGANIZATION494 w/ Securities·4 w/ XSEKPA-BV-Z
Newark
LOCATION450 w/ Securities·2 w/ XSEKPA-BV-Z
American Century Funds
ORGANIZATION227 w/ Securities·4 w/ XSEKPA-BV-Z
Jeffrey Epstein
PERSON191 w/ Securities·4 w/ XSEKPA-BV-Z
Financial Trust Company
ORGANIZATION63 w/ Securities·2 w/ XSEKPA-BV-Z
the Securities and Exchange Commission
ORGANIZATION39 w/ Securities·4 w/ XSEKPA-BV-Z
the JPMorgan Federal Money Market Fund
ORGANIZATION32 w/ Securities·4 w/ XSEKPA-BV-Z
The American Century Funds
ORGANIZATION32 w/ Securities·4 w/ XSEKPA-BV-Z
Funds Distributor, Inc.
ORGANIZATION32 w/ Securities·4 w/ XSEKPA-BV-Z
American Century Investment Management
ORGANIZATION30 w/ Securities·4 w/ XSEKPA-BV-Z
Moody's Rating
ORGANIZATION17 w/ Securities·4 w/ XSEKPA-BV-Z
J.P. Morgan Portfolios
ORGANIZATION15 w/ Securities·4 w/ XSEKPA-BV-Z
JPMSI Compliance Department
ORGANIZATION15 w/ Securities·4 w/ XSEKPA-BV-Z
Options
ORGANIZATION11 w/ Securities·4 w/ XSEKPA-BV-Z
XNOKCA-AT-2
ORGANIZATION6 w/ Securities·3 w/ XSEKPA-BV-Z
FAO FINANCIAL TRUST COMPANY, INC.
ORGANIZATION7 w/ Securities·2 w/ XSEKPA-BV-Z
Exchange
ORGANIZATION6 w/ Securities·3 w/ XSEKPA-BV-Z
MXN PUT USD
ORGANIZATION5 w/ Securities·4 w/ XSEKPA-BV-Z
XCHFPA
ORGANIZATION7 w/ Securities·2 w/ XSEKPA-BV-Z