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L TRUST COMPANY INC 270 Park Avenue New York, NY 10017 Margin Account Portfolio July 01, 2002 - July 31, 2002 Page 52 of 52 JPMSI is a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and c
tfolio July 01, 2002 - July 31, 2002 Page 11 of 52 Foreign Exchange Description JPY PUT USD CALL FX EUROPEAN STYLE OPTION OCT 28, 2002 8 125. XJPYPA-IW-2 Total Foreign Exchange Exchange-listed options are valued using market prices at the close of business for statement date Over-The-Counter (OTC) o
2 mentions1 same-page
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ount Number: 161121381 FINANCIAL TRUST COMPANY INC Margin Account Portfolio August 01, 2002 - August 31, 2002 Page 25 of 25 JPMSI is a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and c
PA-BX-2 NOK CALL USD PUT FX AMERICAN STYLE OPTION JAN 15, 2003 @ 7. XNOKCA-AT-2 JPY PUT USD CALL FX EUROPEAN STYLE OPTION OCT 28, 2002 @ 125. XJPYPA-IW-2 SEK PUT USD CALL FX EUROPEAN STYLE OPTION DEC 20, 2002 @ 9.65 XSEKPA-BU-2 NOK PUT USD CALL FX EUROPEAN STYLE OPTION MAR 19, 2003 @ 7.54 XNOKP
2 mentions1 same-page
Page ?Same page
ount Number: 161121381 FINANCIAL TRUST COMPANY INC Margin Account Portfolio August 01, 2002 - August 31, 2002 Page 25 of 25 JPMSI is a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and c
PA-BX-2 NOK CALL USD PUT FX AMERICAN STYLE OPTION JAN 15, 2003 @ 7. XNOKCA-AT-2 JPY PUT USD CALL FX EUROPEAN STYLE OPTION OCT 28, 2002 @ 125. XJPYPA-IW-2 SEK PUT USD CALL FX EUROPEAN STYLE OPTION DEC 20, 2002 @ 9.65 XSEKPA-BU-2 NOK PUT USD CALL FX EUROPEAN STYLE OPTION MAR 19, 2003 @ 7.54 XNOKP
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2 mentions1 same-page
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MPANY INC 270 Park Avenue New York, NY 10017 Margin Account Portfolio September 01, 2002 - September 30, 2002 Page 36 of 36 JPMSI is a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and c
PA-BX-2 NOK CALL USD PUT FX AMERICAN STYLE OPTION JAN 15, 2003 @ 7. XNOKCA-AT-2 JPY PUT USD CALL FX EUROPEAN STYLE OPTION OCT 28, 2002 @ 125. XJPYPA-IW-2 SEK PUT USD CALL FX EUROPEAN STYLE OPTION DEC 20, 2002 @ 9.65 XSEKPA-BU-2 NOK PUT USD CALL FX EUROPEAN STYLE OPTION MAR 19, 2003 @ 7.54 XNOKP
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Mutual Connections (19)
Entities connected to both Securities Investor Protection Corporation and XJPYPA-IW-2
JPMorgan Chase
ORGANIZATION555 w/ Securities·4 w/ XJPYPA-IW-2
the Internal Revenue Service
ORGANIZATION494 w/ Securities·4 w/ XJPYPA-IW-2
Newark
LOCATION450 w/ Securities·2 w/ XJPYPA-IW-2
American Century Funds
ORGANIZATION227 w/ Securities·4 w/ XJPYPA-IW-2
Jeffrey Epstein
PERSON191 w/ Securities·4 w/ XJPYPA-IW-2
Financial Trust Company
ORGANIZATION63 w/ Securities·4 w/ XJPYPA-IW-2
the Securities and Exchange Commission
ORGANIZATION39 w/ Securities·4 w/ XJPYPA-IW-2
The American Century Funds
ORGANIZATION32 w/ Securities·4 w/ XJPYPA-IW-2
the JPMorgan Federal Money Market Fund
ORGANIZATION32 w/ Securities·4 w/ XJPYPA-IW-2
Funds Distributor, Inc.
ORGANIZATION32 w/ Securities·4 w/ XJPYPA-IW-2
American Century Investment Management
ORGANIZATION30 w/ Securities·4 w/ XJPYPA-IW-2
Moody's Rating
ORGANIZATION17 w/ Securities·4 w/ XJPYPA-IW-2
J.P. Morgan Portfolios
ORGANIZATION15 w/ Securities·4 w/ XJPYPA-IW-2
JPMSI Compliance Department
ORGANIZATION15 w/ Securities·4 w/ XJPYPA-IW-2
Options
ORGANIZATION11 w/ Securities·4 w/ XJPYPA-IW-2
XCHFPA
ORGANIZATION7 w/ Securities·4 w/ XJPYPA-IW-2
XNOKCA-AT-2
ORGANIZATION6 w/ Securities·4 w/ XJPYPA-IW-2
Purchase Opt
ORGANIZATION5 w/ Securities·2 w/ XJPYPA-IW-2
NOK PUT
ORGANIZATION3 w/ Securities·3 w/ XJPYPA-IW-2