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made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and ca
e Period 4/1/12 to 4/30/12 Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 4/27 5/2 MFA FINANCIAL INC PFD 896 (ID: 55272X-30-0) Total Pending Sales, Maturities, Redemptions Quantity (9,905.000) Per Unit Amount 24.90 Proceeds 246,140.65 $578,579.3
made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and ca
FIFO ARES COMMERCIAL REAL ESTATE @ 18.00 56,700.00 BROKERAGE 157.50 TAX &/OR SEC 1.28 J.P. MORGAN SECURITIES LLC (ID: 04013V-10-8) EFTA01539721 MFA FINANCIAL INC PFD 8% @ 24.91739 276,458.44 BROKERAGE 554.75 TAX &/OR SEC 6.20 J.P. MORGAN SECURITIES LLC (ID: 55272X-30-0) MFA FINANCIAL INC PFD 8% @ 24.9007 246,64
made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and ca
te 4/17 4/22 S indicates Short Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost MFA FINANCIAL INC PFD 7.5% @ 25.10 803,200.00 BROKERAGE 1,280.00 TAX &/OR SEC 18.00 J.P. MORGAN SECURITIES LLC (ID: 55272X-40-9) Quantity (32,000.000) Per Unit Amoun
Entities connected to both Securities Investor Protection Corporation and MFA FINANCIAL INC PFD

JPMorgan Chase
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Newark
LOCATION
Paul Morris
PERSON
Ghislaine Maxwell
PERSON
Nassau
LOCATION
FDIC
ORGANIZATION
Paul Barrett
PERSONGlobal Access Portfolios
ORGANIZATIONCIT GROUP INC
ORGANIZATIONJPMorgan Fund
ORGANIZATION
Bank of America
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATION
Barclays
ORGANIZATIONUNCAPPED
ORGANIZATIONGENERAL MOTORS CO
ORGANIZATIONTotal Foreign Exchange
ORGANIZATION
NEW YORK NY
LOCATIONHarry Beller
PERSONAMERICAN AXLE & MFG INC
ORGANIZATION