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Document Mentions (4 shared documents)
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lude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or c
n this Margin Addendum as well as those terms and conditions contained in the Account Agreement all of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Client represents that Client understands the mechanics and risks of using margin as explained in the attached Margin Disclosure which is incorpor
2 mentions1 same-page
Page ?Same page
lude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or c
n this Margin Addendum as well as those terms and conditions contained in the Account Agreement all of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Client represents that Client understands the mechanics and risks of using margin as explained in the attached Margin Disclosure which is incorpor
2 mentions1 same-page
Page ?Same page
lude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or c
n this Margin Addendum as well as those terms and conditions contained in the Account Agreement all of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Client represents that Client understands the mechanics and risks of using margin as explained in the attached Margin Disclosure which is incorpor
Sponsored
2 mentions1 same-page
Page ?Same page
lude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a EFTA01465378 member of SIPC. For additional Information on this coverage see www
n this Margin Addendum as weil as those terms and conditions contained in the Account Agreement aii of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Ciient represents that Ciient understands the mechanics and risks of using margin as expiained in the attached Margin Disclosure which is incorpor
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Mutual Connections (29)
Entities connected to both Securities Investor Protection Corporation and I. Mechanics and Risks of Margin
the Internal Revenue Service
ORGANIZATION494 w/ Securities·4 w/ I.
the State of New York
LOCATION263 w/ Securities·4 w/ I.
FDIC
ORGANIZATION211 w/ Securities·4 w/ I.
Pershing
LOCATION157 w/ Securities·4 w/ I.
Federal Reserve
ORGANIZATION126 w/ Securities·4 w/ I.
Pershing LLC
ORGANIZATION117 w/ Securities·4 w/ I.
Deutsche Bank
ORGANIZATION96 w/ Securities·4 w/ I.
Deutsche Bank Securities Inc.
ORGANIZATION41 w/ Securities·4 w/ I.
the Securities and Exchange Commission
ORGANIZATION39 w/ Securities·4 w/ I.
United States
LOCATION22 w/ Securities·4 w/ I.
Customer Inquiries/Customer Complaints
ORGANIZATION15 w/ Securities·4 w/ I.
the Margin Account
ORGANIZATION13 w/ Securities·4 w/ I.
Foreign Securities which Client
ORGANIZATION13 w/ Securities·4 w/ I.
AL
Applicable Law
PERSON11 w/ Securities·4 w/ I.
The Terms and Conditions of this
ORGANIZATION10 w/ Securities·4 w/ I.
Compliance Department - Client Inquiries
ORGANIZATION9 w/ Securities·4 w/ I.
Foreign Securities
ORGANIZATION10 w/ Securities·3 w/ I.
Deutsche Bank Trust Company Americas
ORGANIZATION9 w/ Securities·4 w/ I.
the "Pershing Lien
ORGANIZATION7 w/ Securities·4 w/ I.
the Office Supervisor
ORGANIZATION6 w/ Securities·4 w/ I.