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Securities Investor Protection Corporation
ORGANIZATIONCompliance Department - Client Inquiries
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clude those funds in models and programs. In addition. DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cal
atter relating to these Account(s). Client must direct all formal complaints against 0BS1 or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330. New York, NY 10005-2836 or Client may call (212) 260-1085. 27. Entire Understanding. This Accoun
2 mentions1 same-page
Page ?Same page
clude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cal
atter relating to these Account(s). Client must direct all formal complaints against 0851 or any of its employees to Deutsche Bank Securities Inc.. Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call 1212) 250-1085. 27. Entire Understanding. This Accoun
2 mentions1 same-page
Page ?Same page
clude those funds in models end programs. fn addition, DBSI may receive trail compensation in eonnection with sales of auction rate seourities. 12. Securities Investor Protection Corporation (SIPC). Deg provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or call
matter relating to these Account(s). Client must direct all formal complaints against 0B51or'any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23n1 Floor, Mai Stop NYC60-2330, New 'work. NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accoun
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2 mentions1 same-page
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clude those funds In models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cal
atter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005.2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accoun
2 mentions1 same-page
Page ?Same page
lude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or c
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
2 mentions1 same-page
Page ?Same page
lude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or c
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
Sponsored
2 mentions1 same-page
Page ?Same page
lude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or c
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
2 mentions1 same-page
Page ?Same page
lude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a EFTA01465378 member of SIPC. For additional Information on this coverage see www
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
2 mentions1 same-page
Page ?Same page
lude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or c
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
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Mutual Connections (53)
Entities connected to both Securities Investor Protection Corporation and Compliance Department - Client Inquiries
the Internal Revenue Service
ORGANIZATION494 w/ Securities·7 w/ Compliance
the State of New York
LOCATION263 w/ Securities·13 w/ Compliance
FDIC
ORGANIZATION211 w/ Securities·6 w/ Compliance
Jeffrey Epstein
PERSON191 w/ Securities·5 w/ Compliance
Pershing
LOCATION157 w/ Securities·13 w/ Compliance
Federal Reserve
ORGANIZATION126 w/ Securities·9 w/ Compliance
Pershing LLC
ORGANIZATION117 w/ Securities·9 w/ Compliance
Deutsche Bank
ORGANIZATION96 w/ Securities·6 w/ Compliance
the Options Clearing Corporation
ORGANIZATION55 w/ Securities·2 w/ Compliance
Deutsche Bank Securities Inc.
ORGANIZATION41 w/ Securities·13 w/ Compliance
the Securities and Exchange Commission
ORGANIZATION39 w/ Securities·9 w/ Compliance
United States
LOCATION22 w/ Securities·9 w/ Compliance
Customer Inquiries/Customer Complaints
ORGANIZATION15 w/ Securities·11 w/ Compliance
Joi Ito
PERSON22 w/ Securities·2 w/ Compliance
the Margin Account
ORGANIZATION13 w/ Securities·8 w/ Compliance
The Terms and Conditions of this
ORGANIZATION10 w/ Securities·11 w/ Compliance
Foreign Securities which Client
ORGANIZATION13 w/ Securities·8 w/ Compliance
DEISI
ORGANIZATION14 w/ Securities·4 w/ Compliance
Foreign Securities
ORGANIZATION10 w/ Securities·7 w/ Compliance
AL
Applicable Law
PERSON11 w/ Securities·6 w/ Compliance