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olved n any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customs threatening kfigatian againt Deutsche n yes 2 No Bank AG or any of Its subsidiaries? (If Yes, provide debit; below and contat Quably Mgt (Latam/Int7) of bYeRepubton, Cannel Grow and nobly Compaence wemeds
ly LIri Yes 2 No for the purpose of transferring shares to third parties' Is there any indkation this could be a prohibited business relationsho, Oyes 2 No Are the bearer shares identified subject to acceptable controls' Oyes Olio https://dbforcepb.my.salesforce.com/serviet/servlet.Integration?lid=
volved n any past litigation against Deutsche Bank AG or any of Its subsidiaries or is the customer threatening Itigaton aganst Deutsche o yes Ri No Bank AG or any of is stbsidiarles? (If Yes, provide details' boisrir and contact @say Mgt (LatAm/Int?) or the Regulatory Confine Group and notify Compllance
resins found 2Yes • No PO checks complete 191 Yes O No negabve restlis found @Yes O No OFAC checks complete n Yes O No negabve resins found Oyes 2 No BIS searches complete (IexISMOCIS, Factiva, Reuters, Dow Jones, D&B) 2 yes O No negabve results found @Yes O No Denial Orders cheats complete
Involved in any past litigation against Deutsche Bank AG or any of Its subskilarles or a the customer threatening Itigabon against Deutsche ab.s No Bank AG or any of its stbsidiarles? (II Ms porde deals below are contact QuaffY Age aatarn/lot) or the Regulatory Control Group and natty Coroogarer 'melee:
cks, Factiva, Reuters, Dow Jones, M) 2 Yes 0 No negative rest found Oyes Eil No Denial Orders checics complete Yes 0 No negative results found Oyes 2 No Martindale-Hubbell searched (Lawyers/Law Flinn only) afes RI No negative rest found 0 Yes 0 No D. Please summarize any negative results from
Entities connected to both Bank AG and Oyes 2

Jeffrey Epstein
PERSON
Deutsche Bank
ORGANIZATIONDeutsche Bank Private Wealth Management
ORGANIZATIONDarren Indyke
PERSONDeutsche Bank Americas New York
ORGANIZATION
Paul Volcker
PERSON
U.S. Virgin Islands
LOCATION
Dow Jones
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATION
Financial Trust Company
ORGANIZATION
Les Wexner
PERSON
Bear Stearns
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATION
Martha Stewart
PERSONMartindale-Hubbell
ORGANIZATIONSouthern Trust Company
ORGANIZATIONHarry Beller
PERSON
Eric Holder
PERSON
Richard Kahn
PERSON
Prince Andrew
PERSON