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y, where he focused on raising capital to finance large projects. Prior to working with Applied, Mr. Novogratz held various positions at Scient and Goldman Sachs Asset Management. Mr. Novogratz graduated from the College of William & Mary with a BA in Economics. • Peter Santoro, 47 Coined in May 2017), is Millennium's Global
iary of Millennium International Management. • Cannon Asset Management LLC, a wholly-owned subsidiary of Millennium International Management. • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management. • Decade Capital Management LLC, a wholly-owned subsidiary of Millennium Inter
y, where he focused on raising capital to finance large projects. Prior to working with Applied, Mr. Novogratz held various positions at Scient and Goldman Sachs Asset Management. Mr. Novogratz graduated from the College of William & Mary with a BA in Economics. He is a member of the Executive Committee and the Investment Ri
gement"); • Millennium Global Estate GP LLC ("Millennium Global Estate GP"), a wholly-owned subsidiary of Millennium International Management; • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management; ML281817-MAXWELL 11-37 CONFIDENTIAL UBSTERRAMAR00002453 EFTA00238009 • De
y, where he focused on raising capital to finance large projects. Prior to working with Applied, Mr. Novogratz held various positions at Scient and Goldman Sachs Asset Management. Mr. Novogratz graduated from the College of William & Mary with a BA in Economics. He is a member of the Executive Committee and the Investment Ri
gement"); • Millennium Global Estate GP LLC ("Millennium Global Estate GP"), a wholly-owned subsidiary of Millennium International Management; • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management; MAXWELL 11-37 CONFIDENTIAL UBSTERRAMAR00001400 EFTA00237046 • Decade Capi
Entities connected to both Goldman Sachs Asset Management and Catapult Capital Management LLC

United States
LOCATIONLehman
ORGANIZATIONMillennium USA LP
ORGANIZATIONApplied Development
ORGANIZATION
England
LOCATION
Fortress Investment Group
ORGANIZATION
Millennium
ORGANIZATIONNovogratz
PERSONJohn Novogratz
PERSONUOB Plaza 2
ORGANIZATION
New York State
LOCATIONCapital Management LLC
ORGANIZATIONthe "Service
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONCayman Islands Tax Matters
ORGANIZATION
Greenwich
LOCATION
Tokyo
LOCATIONthe Commodity Futures Trading Commission
ORGANIZATIONthe Non-USD Shares
ORGANIZATION
New York
LOCATION