Document Mentions (4 shared documents)

EFTA01374278

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ompany Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Email [email protected] Securities offered through Deutsche Bank Securities Inc. Account Address Line 1 THE HAZE TRUST CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0068894 CONFIDENTIAL SDNY_GM_00215078 EFTA01374

ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally

EFTA01374276

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enga, Could you please send me the final account population once you are done with your validation? Thanks Sylvia Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street. 21202.3298 Ballim r M Tel: Mobile: Email From: Gbenga Omosuyi Sent: Monday, December 18, 2017 11:3

I] Thanks Anna-Sofiya. Cynthia. Sylvia — kindly see below note re: N4G024943 and attached supporting doc. Can we please remove the client from the PRIIPs notification list? (FYI - there may be a few more of these "non-EEA domiciled' confirmations coming down...) Many thanks! Best, Gbenga Gbenga Om

EFTA01385179

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Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Monday, December 18, 2017 11:22 AM To: Anna-Sofiya Lupolover canna-soliu.lupplover2db.com>; Stewart Oldfield <stewar