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Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic31667.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby on 10/30/2014 08:59 AM From: Darren Indyke <MMa• To: Amanda Kirbylill- Date: PM 10/29/2014 06:13 EFTA01471520
Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline Step 1 [C] From: Amanda Kirby Date: Thu, 30 Oct 2014 09:00:11 -0400 To: Ian Hearn <[email protected]> Cc: DeAWM-WM DerivativeDocs Paul Morris Vahe Stepanian Classification: Confidential Ian, Please see attached Best, Amanda
Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic12503.gif) Securities offered through Deutsche Bank Securities Inc. From: DeAWM-WM DerivativeDocs/db/- dbcom To: Amanda Kirby/db/- Cc: DeAWM-WM DerivativeDocs/db/ , Vahe Stepanian/db/ , Paul Morris/db/- EFTA014
gregation Election Notice [C] From: Amanda Kirby < Date: Wed, 29 Oct 2014 17:05:57 -0400 To: DeAWM-WM DerivativeDocs Cc: DeAWM-WM DerivativeDocs Ian Hearn <[email protected]>, Paul Morris < Vahe Stepanian < Classification: Confidential Ian -- Not yet. I've reminded the client that we also need that.
y Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA (Embedded image moved to file: pic02814.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby on 10/30/2014 08:59 AM From: Darren Indyke St• To: Amanda KirbylIII- Date: PM 10/29/2014 06:13 EFTA01471526
Subject: Re: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] From: Ian Hearn ‹ > Date: Thu, 30 Oct 2014 09:06:12 -0400 To: Amanda Kirby Cc: DeAWM-WM DerivativeDocs Paul Morris Vahe Stepanian Classification: Confidential
y Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA (Embedded image moved to file: pic14004.gif) Securities offered through Deutsche Bank Securities Inc. From: dbcom To: Ian Hearn/db/- Amanda Kirby/db/- EFTA01471531 Cc: Date: AM DeAWM-WM DerivativeDocs/db/ , Paul Morris/db/- , Vahe Stepanian/
54-0004 New York, NY, USA (Embedded image moved to file: pic14004.gif) Securities offered through Deutsche Bank Securities Inc. From: dbcom To: Ian Hearn/db/- Amanda Kirby/db/- EFTA01471531 Cc: Date: AM DeAWM-WM DerivativeDocs/db/ , Paul Morris/db/- , Vahe Stepanian/db/ 10/30/2014 09:06 Subject
Entities connected to both Deutsche Bank Securities Inc. and Ian Hearn

Paul Morris
PERSONVahe Stepanian
PERSONDarren Indyke
PERSON
Marc Rich
PERSONDeutsche Asset & Wealth Management
ORGANIZATIONAmanda
PERSONIA Seg Advisory
ORGANIZATIONWM Americas 4.8.14
ORGANIZATION