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and future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 462.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process.Wben an issuer ini
2 mentions1 same-page
Page ?Same page
and future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and investment adviser. which conducts investment banking and securities activities in the United States. Deutsche Bank
ial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer in
2 mentions1 same-page
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ecurities Inc.. a registered broker-dealer and investment adviser. which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. Page 7 of 13 Account Number e tsrimene Go paperless Lwiny Year Since 2007 THE DALBAR RATED COMMUNICATIO
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAnThen an issuer in
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2 mentions1 same-page
Page ?Same page
and future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank
al Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 40230, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly In accordance with an impartial lottery process.Wben an issuer ini
2 mentions1 same-page
Page ?Same page
and future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery prOceSS.When an issuer ini
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Mutual Connections (124)
Entities connected to both Deutsche Bank Securities Inc. and the FINRA Consolidated Rulebook
Jeffrey Epstein
PERSON1,558 w/ Deutsche·2 w/ the
DI
Darren Indyke
PERSON639 w/ Deutsche·2 w/ the
Daniel Sabba
PERSON440 w/ Deutsche·4 w/ the
Deutsche Bank
ORGANIZATION293 w/ Deutsche·5 w/ the
Pershing
LOCATION139 w/ Deutsche·5 w/ the
Baltimore
LOCATION118 w/ Deutsche·2 w/ the
the State of New York
LOCATION64 w/ Deutsche·5 w/ the
Ghislaine Maxwell
PERSON62 w/ Deutsche·4 w/ the
Pershing LLC
ORGANIZATION59 w/ Deutsche·5 w/ the
FDIC
ORGANIZATION51 w/ Deutsche·4 w/ the
Securities Investor Protection Corporation
ORGANIZATION41 w/ Deutsche·2 w/ the
George W. Bush
PERSON34 w/ Deutsche·3 w/ the
New York City
LOCATION32 w/ Deutsche·2 w/ the
Moody's
ORGANIZATION24 w/ Deutsche·2 w/ the
Joi Ito
PERSON21 w/ Deutsche·2 w/ the
Client Service Information
ORGANIZATION16 w/ Deutsche·5 w/ the
the Pershing Customer Service Department
ORGANIZATION16 w/ Deutsche·5 w/ the
the Options Clearing Corporation
ORGANIZATION15 w/ Deutsche·4 w/ the
Legal Department
ORGANIZATION14 w/ Deutsche·4 w/ the
Money Market Fund
ORGANIZATION12 w/ Deutsche·4 w/ the