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ealer by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type II Financial Instruments Firms Association, The Financial Futures Association of Japan, and Japan Investment Advisers Association. Commissions and risks involved in stock transactions - for stock transactions, we charge stock commissi
mended investment strategies, products and services carry the risk of losses to principal and other losses as a result of changes in market Page 8 Deutsche Bank Securities Inc. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0117135 CONFIDENTIAL SDNY_GM_00263319 EFTA01457548
2 mentions1 same-page
Page ?Same page
ealer by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type II Financial Instruments Firms Association, The Financial Futures Association of Japan, and Japan Investment Advisers Association. Commissions and risks involved in stock transactions - for stock transactions, we charge stock commissi
lt of changes in market and/or economic trends, and/or fluctuations in market value. Before deciding on the purchase of financial products Page 10 Deutsche Bank Securities Inc. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0117147 CONFIDENTIAL SDNY_GM_00263331 EFTA01457555
2 mentions1 same-page
Page ?Same page
er by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type II Financial Instruments Firms Association and The Financial Futures Association of Japan. Commissions and risks involved in stock transactions - for stock transactions, we charge stock commissions and consumption tax by multiplying the
ents. Deutsche Securities Asia Limited, Taipei Branch may not execute transactions for clients in these securities/instruments. Page 224 Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086783 CONFIDENTIAL SDNY_GM_00232967 EFTA01385497
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2 mentions1 same-page
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er by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type II Financial Instruments Firms Association and The Financial Futures Association of Japan. Commissions and risks involved in stock transactions - for stock transactions, we charge stock commissions and consumption tax by multiplying the
lity to such person for its contents. Taiwan: Information on securities/investments that trade in Taiwan is for your reference only. Readers should Deutsche Bank Securities Inc. Page 11 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0087570 CONFIDENTIAL SDNY_GM_00233754 EFTA01386041
2 mentions1 same-page
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er by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type II Financial Instruments Firms Association and The Financial Futures Association of Japan. Commissions and risks involved in stock transactions - for stock transactions, we charge stock commissions and consumption tax by multiplying the
l investor (as defined in the applicable Singapore laws and regulations). they accept legal responsibility to such person for its contents. Page 6 Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0087580 CONFIDENTIAL SDNY_GM_00233764 EFTA01386049
2 mentions1 same-page
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er by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type II Financial Instruments Firms Association and The Financial Futures Association of Japan. Commissions and risks involved in stock transactions - for stock transactions, we charge stock commissions and consumption tax by multiplying the
c media without written consent. Information on securities/instruments that do not trade in Taiwan is for informational purposes only and Page 114 Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076917 CONFIDENTIAL SDNY_GM_00223101 EFTA01379440
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2 mentions1 same-page
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ealer by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type II Financial Instruments Firms Association, The Financial Futures Association of Japan, and Japan Investment Advisers Association. Commissions and risks involved in stock transactions - for stock transactions, we charge stock commissi
as a result of changes in market and/or economic trends, and/or fluctuations in market value. Before deciding on the purchase of financial products Deutsche Bank Securities Inc. Page 45 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051346 CONFIDENTIAL SDNY_GM_00197530 EFTA01362049
2 mentions1 same-page
Page ?Same page
ealer by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type II Financial Instruments Firms Association, The Financial Futures Association of Japan, and Japan Investment Advisers Association. Commissions and risks involved in stock transactions - for stock transactions, we charge stock commissi
lt of changes in market and/or economic trends, and/or fluctuations in market value. Before deciding on the purchase of financial products Page 66 Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0058917 CONFIDENTIAL SDNY_GM_00205101 EFTA01367384
2 mentions1 same-page
Page ?Same page
ealer by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type II Financial Instruments Firms Association, The Financial Futures Association of Japan, and Japan Investment Advisers Association. Commissions and risks involved in stock transactions - for stock transactions, we charge stock commissi
ended investment strategies, products and services carry the risk of losses to principal and other losses as a result of changes in market Page 30 Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059433 CONFIDENTIAL SDNY_GM_00205617 EFTA01367819
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Entities connected to both The Financial Futures Association of Japan and Deutsche Bank Securities Inc.
Deutsche Bank
ORGANIZATION23 w/ The·293 w/ Deutsche
United States
LOCATION4 w/ The·186 w/ Deutsche
Bloomberg L.P.
ORGANIZATION11 w/ The·142 w/ Deutsche
Mumbai
LOCATION14 w/ The·69 w/ Deutsche
Frankfurt
LOCATION33 w/ The·47 w/ Deutsche
United Kingdom
LOCATION24 w/ The·35 w/ Deutsche
the Securities and Exchange Commission
ORGANIZATION10 w/ The·40 w/ Deutsche
Malaysia
LOCATION16 w/ The·29 w/ Deutsche
North America
LOCATION2 w/ The·43 w/ Deutsche
the Prudential Regulation Authority
ORGANIZATION31 w/ The·10 w/ Deutsche
the Federal Republic of Germany
LOCATION22 w/ The·19 w/ Deutsche
New Zealand
LOCATION17 w/ The·22 w/ Deutsche
the Kanto Local Finance Bureau
ORGANIZATION23 w/ The·16 w/ Deutsche
BaFin
ORGANIZATION22 w/ The·15 w/ Deutsche
Moody's
ORGANIZATION13 w/ The·24 w/ Deutsche
Deutsche Securities Inc.(DSI
ORGANIZATION22 w/ The·14 w/ Deutsche
Deutsche Bank AG Johannesburg
ORGANIZATION19 w/ The·14 w/ Deutsche
South Africa
LOCATION17 w/ The·15 w/ Deutsche
Joe Biden
PERSON2 w/ The·28 w/ Deutsche
Standard & Poor's
ORGANIZATION11 w/ The·19 w/ Deutsche